Informational Bulletin: How to Register as a Municipal Advisor
The Office of Municipal Securities has posted an Informational Bulletin to help educate those who plan to engage in municipal advisory activities – including sole proprietors – on the steps they must take to apply for registration with the SEC. This Informational Bulletin is intended to serve as a compilation and summary of preexisting resources related to the initial SEC registration process for municipal advisors and it creates no new or additional obligations for any person.
Last Reviewed or Updated: Nov. 19, 2025