Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock
()
or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
The SEC's Division of Trading and Markets is responsible for overseeing intermediaries within our markets—think exchanges, brokers, dealers, clearinghouses, transfer agents, and self-regulatory organizations associated with those intermediaries.
