Speeches and Statements Archive

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff prior to 2012.

Date Title Speaker Type
Dec. 11, 2009 Testimony Concerning Events Surrounding Bank of America’s Acquisition of Merrill Lynch Robert Khuzami Testimony
Dec. 9, 2009 Testimony Concerning Mortgage Fraud, Securities Fraud, and the Financial Meltdown: Prosecuting Those Responsible Robert Khuzami Testimony
Dec. 9, 2009 Statement Before the Capital Markets, Insurance, and Government Sponsored Enterprises Subcommittee, United States House of Representatives Michael A. Conley Testimony
Nov. 17, 2009 Testimony Concerning the Discussion Draft of The Financial Stability Improvement Act of 2009 Elisse B. Walter Testimony
Oct. 28, 2009 Testimony Concerning Dark Pools, Flash Orders, High Frequency Trading, and Other Market Structure Issues James A. Brigagliano Testimony
Oct. 28, 2009 Testimony Concerning Target Date Funds Andrew J. Donohue Testimony
Oct. 7, 2009 Testimony Concerning the Over-the-Counter Derivatives Markets Act of 2009 Henry T. C. Hu Testimony
Sep. 30, 2009 Testimony Concerning “Reforming Credit Rating Agencies” Daniel M. Gallagher Testimony
Sep. 30, 2009 Testimony Concerning International Cooperation to Modernize Financial Regulation Kathleen L. Casey Testimony
Sep. 24, 2009 Testimony Concerning “Recent Innovations in Securitization” Paula Dubberly Testimony
Sep. 22, 2009 Testimony Concerning the Over-the-Counter Derivatives Markets Act of 2009 Mary L. Schapiro Testimony
Sep. 10, 2009 Testimony Concerning the SEC’s Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance Robert Khuzami , John H. Walsh Testimony
Sep. 10, 2009 Testimony Before the U.S. Senate Committee on Banking, Housing and Urban Affairs H. David Kotz Testimony
Aug. 5, 2009 Statement for the Record by the Securities and Exchange Commission Written Statement of the U.S. Securities and Exchange Commission Testimony
Jul. 29, 2009 Testimony Concerning “Protecting Shareholders and Enhancing Public Confidence by Improving Corporate Governance” Meredith B. Cross Testimony
Jul. 23, 2009 Testimony Concerning Regulation of Systemic Risk Mary L. Schapiro Testimony
Jul. 22, 2009 Testimony Concerning Regulatory Perspectives on the Obama Administration’s Financial Regulatory Reform Proposals Mary L. Schapiro Testimony
Jul. 15, 2009 Testimony Concerning Regulating Hedge Funds and Other Private Investment Pools Andrew J. Donohue Testimony
Jul. 14, 2009 Testimony Concerning SEC Oversight: Current State and Agenda Mary L. Schapiro Testimony
Jul. 13, 2009 Statement for the Record by the Securities and Exchange Commission Written Statement of the U.S. Securities and Exchange Commission Testimony
Jun. 22, 2009 Testimony Concerning Regulation of Over-The-Counter Derivatives Mary L. Schapiro Testimony
Jun. 11, 2009 Testimony Concerning the Oversight and Regulation of Executive Compensation Brian V. Breheny Testimony
Jun. 2, 2009 Testimony Before the Subcommittee on Financial Services and General Government Mary L. Schapiro Testimony
May. 21, 2009 Testimony Concerning Legislative Proposals to Improve the Efficiency and Oversight of Municipal Finance Martha Mahan Haines Testimony
May. 7, 2009 Testimony Concerning Strengthening the SEC’s Vital Enforcement Responsibilities Robert Khuzami Testimony