Speeches and Statements Archive

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff prior to 2012.

Date Title Speaker Type
Sep. 23, 2004 Testimony: Small Business Capital Formation Alan L. Beller Testimony
Jul. 21, 2004 Testimony: Proposals to Modernize the National Market System William H. Donaldson Testimony
Jul. 15, 2004 Testimony: Investor Protection and the Regulation of Hedge Funds Advisers William H. Donaldson Testimony
Jun. 17, 2004 Testimony before the United States Senate Committee on Banking, Housing, and Urban Affairs Annette L. Nazareth Testimony
May. 13, 2004 Testimony: Global Markets, National Regulation, and Cooperation Ethiopis Tafara Testimony
Apr. 20, 2004 Testimony: Resource Allocations and Strategic Planning James M. McConnell Testimony
Apr. 8, 2004 Testimony: Investor Protection Issues Regarding the Regulation of the Mutual Fund Industry William H. Donaldson Testimony
Mar. 31, 2004 Testimony: Fiscal 2005 Appropriations Request for the U. S. Securities and Exchange Commission William H. Donaldson Testimony
Mar. 30, 2004 Testimony: The Commission’s Role in Empowering Americans to Make Informed Financial Decisions Susan Ferris Wyderko Testimony
Mar. 10, 2004 Testimony: The Securities and Exchange Commission’s Examinations of Mutual Fund Lori A. Richards Testimony
Mar. 10, 2004 Testimony: The Securities and Exchange Commission’s Recent Regulatory Actions to Protect Mutual Fund Investors Paul F. Roye Testimony
Feb. 10, 2004 Testimony: The Application of Federal Securities Law Disclosure and Reporting Requirements to Fannie Mae, Freddie Mac and the Federal Home Loan Banks Alan L. Beller Testimony