Agenda

• Gerald J. Laporte, Chief of Office of Small Business Policy in SEC Division of Corporation Finance

Introductions of Chairman and Commissioners

• Meredith B. Cross, Director of SEC Division of Corporation Finance

Remarks

• Chairman Mary L. Schapiro
• Commissioner Elisse B. Walter
• Commissioner Luis A. Aguilar
• Commissioner Troy A. Paredes
• Commissioner Daniel M. Gallagher

Moderators: Meredith Cross and Gregory C. Yadley, Partner at Shumaker, Loop & Kendrick LLP in Tampa, Fla.

Panelists:

• William Beatty, Director of Securities at Washington State Department of Financial Institutions
• Jean Peters, Board Member at Angel Capital Association and Managing Director at Golden Seeds Fund LP
• Sara Hanks, Co-Founder and CEO at CrowdCheck in Alexandria, Va.
• Michael Lempres, Assistant General Counsel and Practice Head at Silicon Valley Bank in Palo Alto, Calif.

Panel Discussion: Small Business Capital Formation Issues Not Addressed by the JOBS Act

Moderators: Meredith Cross and Marty Dunn, Partner at O’Melveny & Myers LLP in Washington, D.C.

Panelists:

• Professor Robert Bartlett, University of California, Berkeley School of Law
• John Borer, Head of Investment Banking at The Benchmark Company LLC in New York
• Ann Yvonne Walker, Partner at Wilson Sonsini Goodrich & Rosati in Palo Alto, Calif.

Breakout Groups Meetings to Develop Recommendations

• Exempt Securities Offerings Breakout Group
  Moderator: Gregory Yadley
   
• Crowdfunding Breakout Group
  Moderators: Vincent Molinari, Co-Founder and Chairman of GATE Technologies LLC in New York, and Sara Hanks
   
• Securities Regulation of Smaller Public Companies Breakout Group
  Moderator: Spencer G. Feldman, Partner at Greenberg Traurig in New York