SEC Meetings and Other Events

Joint Compliance Outreach Program for Municipal Advisors, Dealers, and Other Market Professionals

Virtual
Jan 21, 2026 – Jan 22, 2026
Add to Calendar 2026-01-21 12:00:00 2026-01-22 17:00:00 Joint Compliance Outreach Program for Municipal Advisors, Dealers, and Other Market Professionals

The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals. The sessions will run from noon to around 5 p.m. each day. The event is rescheduled from November.

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no-reply@sec.gov America/New_York public

The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals. The sessions will run from noon to around 5 p.m. each day. The event is rescheduled from November.

Last Reviewed or Updated: Dec. 17, 2025