Joint Compliance Outreach Program for Municipal Advisors, Dealers, and Other Market Professionals
The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals. The sessions will run from noon to around 5 p.m. each day. The event is rescheduled from November.
\n\n no-reply@sec.gov America/New_York publicThe SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals. The sessions will run from noon to around 5 p.m. each day. The event is rescheduled from November.
Last Reviewed or Updated: Dec. 17, 2025