SEC Meetings and Other Events

2023 Compliance Outreach Program Seminar for Municipal Market Professionals

Dec 7, 2023
10:30AM – 4:30PM ET
Add to Calendar 2023-12-07 10:30:00 2023-12-07 16:30:00 Compliance Outreach for Municipal Market Professionals

The SEC, Municipal Securities Rulemaking Board, and Financial Industry Regulatory Authority hosted a virtual Compliance Outreach Program for municipal market professionals.

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The virtual event is free and open to the public. Registration details. 

To submit questions in advance, please email: gergana.sellers@finra.org.

 no-reply@sec.gov America/New_York public

The SEC, Municipal Securities Rulemaking Board, and Financial Industry Regulatory Authority hosted a virtual Compliance Outreach Program for municipal market professionals.

Last Reviewed or Updated: July 22, 2025