Open Meeting Agenda

Wednesday, September 17, 2025

ITEM 1: Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date

Division/Office: Division of Investment Management

Staff: Brian Daly, Sarah G. ten Siethoff, Robert Holowka, Adele Kittredge Murray, Alexis Palascak, Daniel Levine

The Commission will consider action relating to the compliance date for the amendments to Form PF that were adopted on February 8, 2024.

For further information, please contact Robert Holowka in the Division of Investment Management at (202) 551-6787.

ITEM 2: Acceleration of Effectiveness of Registration Statements of Issuers with Certain Mandatory Arbitration Provisions

Division/Office: Division of Corporation Finance

Staff: Cicely LaMothe, Sebastian Gomez Abero, and John Fieldsend

The Commission will consider whether to issue a policy statement addressing the presence of a provision requiring arbitration of investor claims arising under the Federal securities laws and its impact on decisions whether to accelerate the effectiveness of a registration statement.

For further information, please contact John Fieldsend in the Division of Corporation Finance at 202-551-3430.

ITEM 3: Amendments to the Commission’s Rules of Practice

Division/Office: Division of Corporation Finance

Staff: Cicely LaMothe, Sebastian Gomez Abero, and John Fieldsend

The Commission will consider whether to amend its Rules of Practice relating to procedures governing Commission review of staff actions made pursuant to delegated authority in connection with the determination of the effectiveness of a registration statement or the qualification of a Regulation A offering.

For further information, please contact John Fieldsend in the Division of Corporation Finance at 202-551-3430.