SEC Meetings and Other Events
2026 Compliance Outreach Program Regional Seminar for Investment Advisers and Investment Companies (Denver and Salt Lake City)
Denver, Colorado and Salt Lake City, Utah
Oct 27, 2026
– Oct 29, 2026
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2026-10-27 10:00:00
2026-10-29 14:00:00
2026 Compliance Outreach Program Regional Seminar for Investment Advisers and Investment Companies (Denver and Salt Lake City)
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no-reply@sec.gov
America/New_York
public
Sessions
Oct 27, 2026
10:00AM
– 2:00PM ET
Oct 27, 2026
3:00PM
– 7:00PM ET
Oct 29, 2026
10:00AM
– 2:00PM ET
The SEC is hosting compliance outreach seminars for investment advisers and investment companies in the Denver and Salt Lake City areas. SEC staff from the Divisions of Examinations, Enforcement, and Investment Management will discuss several topics, including:
- Investment Adviser Examinations and Hot Topics
- Division Updates and Priorities
- Private Funds
Three identical sessions are available — two on October 27 in Denver and one on October 29 in Salt Lake City.
Seating is limited. In-person registration closes on October 23.
Last Reviewed or Updated: Sept. 8, 2026