SEC Meetings and Other Events

Equity Market Structure Advisory Committee Meeting

Oct 27, 2015
10:00AM – 3:00PM ET
Add to Calendar 2015-10-27 10:00:00 2015-10-27 15:00:00 102715 Equity Market Structure Advisory Committee Meeting

Tuesday, October 27, 2015

Agenda

9:30 a.m.

Welcoming Remarks by Chair White and Commissioners; Director of Trading and Markets, Stephen Luparello

  • Formation of Subcommittees
10:00 a.m.Presentation on Rule 610 by SEC staff
10:15 a.m.

Presentation and Q&A on Rule 610

  • Robert Battalio, Professor of Finance, University of Notre Dame
  • Michael Buek, Principal, The Vanguard Group Inc.
  • Thomas Farley, President, NYSE Group
  • Larry Harris, Professor of Finance & Business Economics, USC Marshall School of Business
  • Matt Lyons, Senior V.P. & Global Trading Manager, The Capital Group
11:30 a.m.Committee Discussion of Rule 610
12:30 p.m.Lunch/Administrative Session
1:30 p.m.Presentation on Regulatory Structure of Trading Venues by SEC staff
1:45 p.m.

Presentation and Q&A on Regulatory Structure of Trading Venues

  • John Kerin, CEO & President, Chicago Stock Exchange
  • Brett Redfearn, Head of Market Structure Strategy, J.P. Morgan
  • Andrew Silverman, Managing Director & Global Co-Head of Electronic Trading, Morgan Stanley
  • Thomas Wittman, Executive VP & Global Head of Equities, NASDAQ OMX
2:45 p.m.Committee Discussion on Regulatory Structure of Trading Venues
3:45 p.m.Discussion of Recent Market Volatility
4:15 p.m.Discussion of Next Steps
4:30 p.m.Adjournment
\n\n no-reply@sec.gov America/New_York public

Tuesday, October 27, 2015

Agenda

9:30 a.m.

Welcoming Remarks by Chair White and Commissioners; Director of Trading and Markets, Stephen Luparello

  • Formation of Subcommittees
10:00 a.m.Presentation on Rule 610 by SEC staff
10:15 a.m.

Presentation and Q&A on Rule 610

  • Robert Battalio, Professor of Finance, University of Notre Dame
  • Michael Buek, Principal, The Vanguard Group Inc.
  • Thomas Farley, President, NYSE Group
  • Larry Harris, Professor of Finance & Business Economics, USC Marshall School of Business
  • Matt Lyons, Senior V.P. & Global Trading Manager, The Capital Group
11:30 a.m.Committee Discussion of Rule 610
12:30 p.m.Lunch/Administrative Session
1:30 p.m.Presentation on Regulatory Structure of Trading Venues by SEC staff
1:45 p.m.

Presentation and Q&A on Regulatory Structure of Trading Venues

  • John Kerin, CEO & President, Chicago Stock Exchange
  • Brett Redfearn, Head of Market Structure Strategy, J.P. Morgan
  • Andrew Silverman, Managing Director & Global Co-Head of Electronic Trading, Morgan Stanley
  • Thomas Wittman, Executive VP & Global Head of Equities, NASDAQ OMX
2:45 p.m.Committee Discussion on Regulatory Structure of Trading Venues
3:45 p.m.Discussion of Recent Market Volatility
4:15 p.m.Discussion of Next Steps
4:30 p.m.Adjournment

Last Reviewed or Updated: March 3, 2026