SEC Meetings and Other Events
2024 Compliance Outreach Program Regional Seminars for Investment Adviser and Investment Company Senior Officers (Chicago)
Virtual
Feb 7, 2024
1:00PM
– 2:00PM ET
Division of Examinations staff in the Chicago Regional Office hosted a virtual event to discuss items of interest to the registrant community, including the SEC's 2024 National Examination Priorities along with local exam priorities.
Last Reviewed or Updated: Dec. 10, 2025