What’s New on the SEC Website
May 4, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Pennant Management, Inc. (Release No. 34-88804; File No. 3-18884)
Trading Suspensions
- CNS Pharmaceuticals Inc. (Release No. 34-88802)
See also Order - Moleculin Biotech, Inc. (Release No. 34-88801)
See also Order - WPD Pharmaceuticals, Inc. (Release No. 34-88800)
See also Order
News
Press Releases
- SEC Provides Temporary, Conditional Relief to Allow Small Businesses to Pursue Expedited Crowdfunding Offerings (Release No. 2020-101)
- SEC Awards Almost $2 Million to Whistleblower (Release No. 2020-100)
Public Statements
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Claim (Rel. No. 34-88803; File No. 2020-18)
- Temporary final rule: Temporary Amendments to Regulation Crowdfunding (Release No. 33-10781)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Listed Companies With a Temporary Limited Exception From Certain Shareholder Approval Requirements in Nasdaq Rules 5635(c) and (d) (Release No. 34-88805; File No. SR-NASDAQ-2020-025); see also Exhibit 5
- NYSE: Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market (Release No. 34-88793; File Nos. SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEArca-2020-17, SR-NYSEAMER-2020-12, SR-NYSECHX-2020-06)
- Temporary final rule: Temporary Amendments to Regulation Crowdfunding (Release No. 33-10781)