What’s New on the SEC Website
October 28, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
News and Public Statements
Commission Open Meetings
Regulatory Actions
Exemptive Orders
- Proposed Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with the Portfolio Margining of Swaps and Security-based Swaps that are Credit Default Swaps (Release No. 34-90276; File No. S7-13-12)
Final Rules
- Final Rule: Use of Derivatives by Registered Investment Companies and Business Development Companies (17 CFR Parts 239, 249, 270, and 274; [Release No. IC-34078; File No. S7-24-15])
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options (Release No. 34-90279; File No. SR-CBOE-2020-103)
- MEMX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enable Members to Designate Certain Orders to be Identified as Retail Orders to the Exchange (Release No. 34-90278; File No. SR-MEMX-2020-13); see also Exhibit 5
- CboeBZX: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 14.11, Other Securities (Release No. 34-90277; File No. SR-CboeBZX-2020-036)