What’s New on the SEC Website
October 26, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
About the SEC
Litigation
Administrative Proceedings
- an Application Filed Under Rule 193 of the Commission's Rules of Practice and Section 203(f) of the Investment Advisers Act On Behalf of Eric D. Wanger for Consent to Associate with Burling Acquisition Group, LLC (Release No. IA-5621; File No. 3-14676)
- Mohammed Ali Rashid (Release No. IA-5620; File No. 3-20139)
Commission Opinions and Orders
- Barton W. Stuck (Release No. IA-5619; File No. 3-19685)
- Eric S. Smith (Release No. 34-90269; File No. 3-20127)
News
Public Statements
- Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS, by Chairman Jay Clayton
Regulatory Actions
Investment Advisers Act Notices Orders and Releases
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- LCH SA: Notice of Filing of Proposed Rule Change Relating to the amendments of LCH SA Risk Liquidity Modeling Framework. (Release No. 34-90270; File No. SR-LCH SA-2020-006) Exhibit 5