What’s New on the SEC Website
October 21, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Andrew Dale Ledbetter, Esq. (Release No. 34-90239; File No. 3-20130)
- Andrew Dale Ledbetter (Release No. 34-90238; File No. 3-20129)
- Christian J. Baquerizo (Release No. 34-90237; File Nos. 3- 20131)
- Kevin Cardenas (Release No. 34-90236; File No. 3-20128)
Commission Opinions and Orders
- Ultimate Products Corporation, et al. (Release No. 34-90234; File No. 3-19872)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-through Protections and Make Other Clarifying Changes (Release No. 34-90241; File No. SR-C2-2020-016); see also Exhibit 5
- CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2021 (Release No. 34-90235; File No. SR-CboeEDGA-2020-027); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-through Protections and make other Clarifying Change (Release No. 34-90240; File No. SR-CboeBZX-2020-075); see also Exhibit 5