What’s New on the SEC Website
October 2, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Calhoun Asset Management, LLC and Krista Lynn Ward a/k/a Krista Lynn Karnezis (Release Nos. 33-10870, 34-90078, IA-5604, IC-34042; File No. 3-14680)
News
Public Statements
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. (Release No. 34-90077; File No. SR-C2-2020-011)
- CBOE: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. (Release No. 34-90079; File No. SR-CBOE-2020-071)
- CboeBZX: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. (Release No. 34-90082; File No. SR-CboeBZX-2020-060)
- CboeEDGA: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. (Release No. 34-90080; File No. SR-CboeEDGA-2020-021)
- CboeEDGX: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc. (Release No. 34-90081; File No. SR-CboeEDGX-2020-037)
- MEMX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Initial Fee Schedule and Other Fees for MEMX LLC (Release No. 34-90076; File No. SR-MEMX-2020-10); see also Exhibit 5
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Section 220 of the NYSE American Company Guide to Eliminate a Fee Cap on Original Listing Fees for Companies Listed on Foreign Stock Exchanges and Subject All Foreign Issuers to the Original Listing Fee Schedule Applicable to All Other Newly-Listed Companies (Release No. 34-90074; File No. SR-NYSEAMER-2020-68); see also Exhibit 5
- NYSE Arca: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E (Release No. 34-90075; File No. SR-NYSEArca-2020-56)