What’s New on the SEC Website
September 18, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance Staff No-Action, Interpretive & Exemptive Letters
Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters
Litigation
Administrative Proceedings
- Northern Trust Hedge Fund Services LLC and Northern Trust Global Fund Services Cayman Limited (Release No. IA-5585; File No. 3-20030; September 18, 2020)
- Keyport Venture Advisors LLC, et al. (Release No. IA-5584; File No. 3-20029; September 18, 2020)
- Tri Clean Enterprises Inc. (Release No. 34-89922; File No. 3-20028)
- Ihealthcare, Inc. (Release No. 34-89921; File No. 3-20027)
- The Miix Group, Incorporated (Release No. 34-89919; File No. 3-20026)
- Perkins Oil & Gas, Inc. (Release No. 34-89918; File No. 3-20025)
- Energy Conversion Services, Inc. (Release No. 34-89917; File No. 3-20024)
- V3 Semiconductor, Inc. (Release No. 34-89916; File No. 3-20023)
- The General Chemical Group Inc. (Release No. 34-89910; File No. 3-20018; September 17, 2020)
- Players Network, Inc. (Release No. 34-89908; File No. 3-20017; September 17, 2020)
- Ezy Cloud Holding, Inc. (Release No. 34-89906; File No. 3-20016; September 17, 2020)
- Epoxy, Inc. (Release No. 34-89904; File No. 3-20015; September 17, 2020)
- Loyal Source Market Services, et al. (Release No. 33-10844; File No. 3-20022)
- Crest Radius, et al. (Release No. 33-10843; File No. 3-20021)
Commission Opinions and Orders
- William H. Murphy & Co. and William H. Murphy (Release No. 34-89923; File No. 3-18895)
Litigation Releases
- Adam Rogas, et. al (Release No. LR-24905)
Trading Suspensions
- The General Chemical Group Inc. (Release No. 34-89911; September 17, 2020)
See also Order - Players Network, Inc. (Release No. 34-89909; September 17, 2020)
See also Order - Ezy Cloud Holding, Inc. (Release No. 34-89907; September 17, 2020)
See also Order - Epoxy, Inc. (Release No. 34-89905; September 17, 2020)
See also Order
Regulatory Actions
Final Rules
- Adoption of Updated EDGAR Filer Manual (17 CFR Part 232; Release Nos. 33-10845; 34-89920; 39-2533; IC-34015)
Investment Company Act Notices and Orders
- Morgan Stanley Direct Lending Fund, et al. (Release No. IC-34016; File No. 812-15057; September 18, 2020)
Other Commission Orders, Notices, and Information
- Northern Trust Corporation (Release No. 33-10846; September 18, 2020)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MEMX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a) to Add the Sources of Data for MIAX PEARL, LLC and Long-Term Stock Exchange, Inc. (Release No. 34-89924; File No. SR-MEMX-2020-08; September 18, 2020); see also Exhibit 5
- NASDAQ: Order Granting Approval of Proposed Rule Change to Adopt Listing Rule IM-5900-8 to Offer a Complimentary Global Targeting Tool to Acquisition Companies Listed Pursuant to Nasdaq IM-5101-2 that Have Publicly Announced Entering Into a Binding Agreement for a Business Combination (Release No. 34-89915; File No. SR-NASDAQ-2020-044; September 17, 2020)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Commentary .02 to Rule 7.35 (Release No. 34-89925; File No. SR-NYSE-2020-75; September 18, 2020); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Credits at Equity 7, Section 3 (Release No. 34-89913; File No. SR-Phlx-2020-45; September 17, 2020); see also Exhibit 5