What’s New on the SEC Website
September 14, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
About the SEC
Privacy
Litigation
Administrative Proceedings
- John Geraci (Release No. IA-5580; File No. 3-19999)
- Quest Entertainment Corp. (Release No. 34-89853; File No. 3-19994)
- Peaksoft Multinet Corp. (Release No. 34-89852; File No. 3-19993)
- Life Critical Care Corporation (Release No. 34-89851; File No. 3-19992)
- Emin Cohen (Release No. 34-89857; File No. 3-19995)
- William W. Welsh (Release Nos. 33-10839, 34-89856, IC-34009; File No. 3-19998)
- Thomas Vigorito (Release Nos. 33-10838, 34-89855, IC-34008; File No. 3-19997)
- Roosevelt & Cross, Inc. (Release Nos. 33-10837, 34-89854; File No. 3-19996)
Commission Opinions and Orders
- Cantone Research Inc., Anthony Cantone and Christine Cantone (Release No. 34-89859; File No. 3-18999)
- IMC Holdings, Inc., Microphase Corporation and Wintahenderson International, Inc. (Release No. 34-89849; File No. 3-19344)
- Golden Rush, Inc., Legall Holdings, Inc. and My Healthy Access, Inc. (Release No. 34-89847; File No. 3-19342)
- Healthway Shopping Network, Monetiva, Inc. and Unity Global Holdings Ltd. (Release No. 34-89846; File No. 3-19343)
- Pacific Telcom, Inc., et al. (Release No. 34-89845; File No. 3-19341)
- Alexandre S. Clug, et al. (Release Nos. 33-10840, 34-89858, IC-34010; File No. 3-16318)
Litigation Releases
- Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean (Release No. LR-24896)
- Remington Chase a/k/a William Westwood a/k/a William Elliott (Release No. LR-24895)
News
Commission Open Meetings
Press Releases
- SEC Awards More Than $10 Million to Whistleblower (Press Release 2020-209)
- SEC Charges Charter School Operator and its Former President With Fraudulent Municipal Bond Offering (Press Release 2020-208)
Regulatory Actions
Investment Company Act Notices and Orders
- Gso Asset Management LLC and Blackstone Private Credit Fund (Release No. IC-34011; File No. 812-15114)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-89850; File No. 2020-30)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICEEU: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules (the "Rules"). (Release No. 34-89862; File No. SR-ICEEU-2020-012); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees, at Equity 7, Section 118 (a) (Release No. 34-89860; File No. SR-BX-2020-025); see also Exhibit 5
- NYSECHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Update the Exchange's Source of Data feeds from MIAX PEARL, LLC (Release No. 34-89865; File No. SR-NYSECHX-2020-27); see also Exhibit 5