What’s New on the SEC Website
September 8, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Alexander S. Gould (Release Nos. IA-5574, IC-34004; File No. 3-19965; September 8, 2020)
- Alexander S. Gould (Release No. 34-89785; File No. 3-19965; September 8, 2020)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-89780; Whistleblower Award Proceeding File No. 2020-29; September 8, 2020)
Public Petitions for Rulemaking
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24 (Release No. 34-89789; File No. SR-CBOE-2020-081; September 8, 2020)
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 1326, Transfer of Positions (Release No. 34-89786; File No. SR-MIAX-2020-30; September 8, 2020); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers (Release No. 34-89769; File No. SR-MIAX-2020-29; September 4, 2020); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(e) and Equity 7, Section 118 of the Fee Schedule (Release No. 34-89781; File No. SR-NASDAQ-2020-059; September 8, 2020); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4759 (Release No. 34-89783; File No. SR-BX-2020-024; September 8, 2020); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule (Release No. 34-89787; File No. SR-NYSEArca-2020-78; September 8, 2020); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3304 (Release No. 34-89782; File No. SR-Phlx-2020-42; September 8, 2020); see also Exhibit 5
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy (Release No. 34-89784; File No. SR-MEMX-2020-06; September 8, 2020)
- Exhibit 5 (Release No. 34-89784; File No. SR-MEMX-2020-06; September 8, 2020)
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data from the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes (Release No. 34-89777; File No. SR-CboeEDGX-2020-043; September 8, 2020)
- Exhibit 5 (Release No. 34-89777; File No. SR-CboeEDGX-2020-043; September 8, 2020)
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 13.4(a), Stating It Will Utilize MIAX PEARL Market Data from the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes (Release No. 34-89776; File No. SR-CboeEDGA-2020-025; September 8, 2020)
- Exhibit 5 (Release No. 34-89776; File No. SR-CboeEDGA-2020-025; September 8, 2020)
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data from the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes (Release No. 34-89779; File No. SR-CboeBZX-2020-068; September 8, 2020)
- Exhibit 5 (Release No. 34-89779; File No. SR-CboeBZX-2020-068; September 8, 2020)
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.26(a), Stating It Will Utilize MIAX PEARL Market Data from the CQSUQDF for Purposes of Order Handling, Routing, Execution, and Related Compliance Processes (Release No. 34-89778; File No. SR-CboeBYX-2020-025; September 8, 2020)
- Exhibit 5 (Release No. 34-89778; File No. SR-CboeBYX-2020-025; September 8, 2020)