What’s New on the SEC Website
September 4, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- SQN Capital Management, LLC (Release Nos. IA-5573, AAER-4166; File No. 3-19964)
- Vereit, Inc. (Release No. 34-89770; File No. 3-19831)
- Token Communities Ltd. (Release No. 34-89762; File No. 3-19960; September 3, 2020)
- Cür Media, Inc., Crednology Holding Corporation (n/k/a Corptech Holding, Inc.) (Release No. 34-89761; File No. 3-19858; September 3, 2020)
Commission Opinions and Orders
- Trevor Michael Saliba and Arthur Mansourian (Release No. 34-89772; File Nos. 3-18989, 3-18990)
- John Thomas Capital Management Group LLC, d/b/a Patriot 28 LLC; and George R. Jarkesy, Jr. (Release Nos. 33-10834, 34-89775, IA-5572, IC-34003; File No. 3-15255)
Trading Suspensions
- Token Communities Ltd. (Release No. 34-89764; September 3, 2020)
See also Order
Regulatory Actions
Investment Company Act Notices and Orders
- 1WS Credit Income Fund, et al. (Release No. IC-33959A; File No. 812-14997)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Delta-Adjusted at Close Order Instruction (Release No. 34-89765; File No. SR-CBOE-2020-014; September 3, 2020)
- LCH SA: Notice of Filing of Proposed Rule Change Relating to the Clearing of Single Name Credit Default Swaps Referencing Monoline Insurance Companies and the Amendment of LCH SA's Rules in Accordance With its Risk Policies (Release No. 34-89760; File No. SR-LCH SA-2020-004; September 3, 2020); see also Exhibit 5 and Exhibit 3
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule (Release No. 34-89771; File No. SR-MIAX-2020-28); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Increase the Number of Additional Limited Service MIAX Express Interface Ports Available to Market Makers (Release No. 34-89769; File No. SR-MIAX-2020-29); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules in Connection with a Technology Migration to Enhanced Nasdaq, Inc. Functionality (Release No. 34-89759; File No. SR-BX-2020-023; September 3, 2020); see also Exhibit 5