What’s New on the SEC Website
February 28, 2020
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
- Yaniv Avnon, Ran Armon and G Six Trading Y.R Ltd. (Release No. 34-88305; File No. 3-19719)
- Cardinal Health, Inc. (Release Nos. 34-88303, AAER-4118; File No. 3-19718)
- Shawn Severson (Release No. 33-10761; File No. 3-19717)
Commission Opinions and Orders
- Blair Edwards Olsen (Release No. 34-88306; File No. 3-19629)
Commission Open Meetings
- Sunshine Act Meeting Notice: Change of Time of Open Meeting on Wednesday, March 4, 2020 at 11:00 a.m.
- Open Meeting Agenda, Wednesday, March 4, 2020
- Order Granting Limited Conditional Exemption From Rule 200 of Regulation SHO to Precidian ETF Trust II (Release No. 34-88302; File No. TP 20-01); see also Request Letter
- Order Granting Limited Exemptions from Exchange Act Section 11(d)(1) to ActiveShares ETF Trust (Release No. 34-83301); see also Request Letter
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration (Release No. IC-33808)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release Nos. 34-88299: Whistleblower Award Proceeding File No. 2020-7)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing of Amendment No. 2 to Proposed Rule Change to Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC (Release No. 34-88300; File No. SR-BOX-2019-19); see also Exhibit 5b and Exhibit 5a
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5702 (Release No. 34-88304; File No. SR-NASDAQ-2020-008)