What’s New on the SEC Website
January 9, 2019
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Katz, Sapper & Miller, LLP, and Scott C. Price, CPA (Release Nos. 34-84980, IA-5100, AAER-4013; File No. 3-18966)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- Nasdaq PHLX: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions (Release No. 34-84981; File No. SR-PHLX-2018-72; Date: Jan. 9, 2019)