What’s New on the SEC Website

June 1, 2018

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Orders

Divisions

Division of Investment Management No-Action Letters

Division of Trading and Markets No-Action, Exemptive, and Interpretive Letters

Litigation

Administrative Proceedings

News

Regulatory Actions

Investment Company Act Notices and Orders

Other Commission Orders, Notices, and Information

  • Order Cancelling Registrations of Certain Transfer Agents (Release No. 34-83361; File Nos. 084-06306, 084-06171, 084-06327, 084-06440, 084-06173, 084-06204, 084-01911, 084-06197, 084-05425, 084-06274, 084-6193, 084-06084, 084-06174, 084-06228, 084-06208, 084-05445, 084-01822, 084-06113, 084-01123, 084-01425, 084-05831, 084-06046, 084-06094, 084-06257, 084-06122, 084-06518, 084-06268, 084-05621, 084-06500, 084-06360, 084-05819, 084-6121, 084-01300, 084-06293, 084-05663, 084-00012, 084-06246; June 1, 2018)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans