What’s New on the SEC Website
February 23, 2018
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
- Derik J. Todd, et al. (Release No. 34-82768; File No. 3-17672)
- Stephen M. Hicks (Release Nos. 34-82767, IA-4858; File No. 3-18379)
- Blacksands Petroleum, Inc., et al. (Release No. 34-82764; File No. 3-18333; Date: Feb. 22, 2018)
- Affirmative Insurance Holdings, Inc., et al. (Release No. 34-82762; File No. 3-18378; Date: Feb. 22, 2018); see also Chinese version
- Opening Remarks at the "SEC Speaks" Conference by Chairman Jay Clayton, Washington, D.C.
- Remarks at SEC Speaks: Increasing Product Complexity: What's at Stake? by Commissioner Kara M. Stein, Washington, D.C.
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (Release No. IC-33032; February 23, 2018)
Investment Company Act Notices and Orders
- BNP Paribas USA Inc., et al. (Release No. IC-33033; File No. 812-14874)
- Bain Capital Specialty Finance, Inc., et al. (Release No. IC-33031; File No. 812-14766)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, to Increase the Position Limits for Options on Certain Exchange Traded Products (Release No. 34-82770; File No. SR-CBOE-2017-057)
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rule 21.1(c) to Further Align the Exchange's Rules with that of Cboe BZX Exchange, Inc. as they Relate to the Equity Options Platform (Release No. 34-82769; File No. SR-CboeEDGX-2018-006)
- Phlx: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Order Type Protections, Butterfly and Box Spread Protections for Complex Order Strategy Trades (Release No. 34-82766; File No. SR-Phlx-2018-14); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1082 and Eliminate Obsolete Language Referring to Legacy Phlx XL System (Release No. 34-82765; File No. SR-Phlx-2018-16); see also Exhibit 5