What’s New on the SEC Website

November 29, 2017

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Initial Decisions

  • Raimundo Dias (Release Nos. 33-10439, 34-82165; File No. 3-17676)

ALJ Orders

Divisions

Enforcement Investors Claims Funds

Litigation

Administrative Proceedings

Litigation Releases

News and Public Statements

Regulatory Actions

Investment Company Act Notices and Orders

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

Staff Interpretations

Selected Staff Accounting Bulletins