What’s New on the SEC Website

November 15, 2017

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Orders


Administrative Proceedings

Commission Opinions and Orders

Regulatory Actions

Investment Advisers Act Notices Orders and Releases

  • Stephens Inc. (Release No. IA-4810; File No. 803-00238; November 14, 2017)

Public Petitions for Rulemaking