What’s New on the SEC Website

September 29, 2017

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Initial Decisions

  • Paul Leon White, II (Release Nos. 34-81780, IA-4783; File No. 3-17210)
  • Fuad Ahmed (Release Nos. 33-10421, 34-81761, IC-32843; File No. 3-16755; September 28, 2017)

ALJ Orders



Administrative Proceedings

Commission Opinions and Orders

Litigation Releases


Regulatory Actions

Exemptive Orders

Investment Company Act Deregistration Notices and Orders

Investment Company Act Notices and Orders

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans