What’s New on the SEC Website

February 3, 2017

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Initial Decisions

ALJ Orders


Division of Corporation Finance Staff No-Action, Interpretive & Exemptive Letters


Administrative Proceedings

Commission Opinions and Orders

  • Brian J. Mulkeen (Order Requesting Additional Briefing) (Release Nos. 33-10301, 34-79954, IC-32467; File No. 3-16875)

Litigation Releases

Regulatory Actions

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans