What's New on the SEC Website

December 21, 2015

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

ALJ Orders

About the SEC

Divisions

Division of Corporation Finance

Staff No-Action, Interpretive & Exemptive Letters

Litigation

Administrative Proceedings

Commission Opinions and Orders

  • Duane Hamblin Slade (Order Modifying Sanctions and Notice That Initial Decision, as Modified, Has Become Final) (Release No. IA-4298; File No. 3-16335)
  • Guy Andrew Williams (Order Modifying Sanctions and Notice That Initial Decision, as Modified, Has Become Final) (Release No. IA-4297; File No. 3-16336)
  • Phillip Dennis Murphy (Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars) (Release Nos. 34-76702, IA-4296; File No. 3-16294)

Regulatory Actions