What's New on the SEC Website
January 21, 2015

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
Latest Filings for the most recent company filings.
Previous What's New Issues
News Digest Archives (1956-2013)

ALJ Orders

Sean C. Cooper (Release No. AP-2241; File No. 3-16130)
Joseph Meuse (Release No. AP-2240; File No. 3-16287)
Edgar R. Page and Pageone Financial Inc. (Release No. AP-2239; File No. 3-16037)
Airtouch Communications, Inc., et al. (Release No. AP-2238; File No. 3-16033)
Edgar Lee Giovannetti (Release No. AP-2237; File No. 3-16344)

About the SEC

Comment Letter to MSRB from SEC Investor Advocate (January 20, 2015)
Comment Letter to FINRA from SEC Office of Investor Advocate (January 20, 2015)

Litigation

Administrative Proceedings

du Pasquier & Co., Inc. (Release No. IA-4004; File No. 3-16350)
Robert A. Ramsey, CPA (Release No. 34-74108; File No. 3-16351)
Standard & Poor's Ratings Services (Release No. 34-74103; File No. 3-16347)
Barbara Duka (Release Nos. 33-9706, 34-74105, IC-31425; File No. 3-16349)
Standard & Poor's Ratings Services (Release Nos. 33-9705, 34-74104; File No. 3-16348)
Standard & Poor's Ratings Services (Release Nos. 33-9704, 34-74102; File No. 3-16346)

Litigation Releases

Frederic Elm f/k/a Frederic Elmaleh, et al. (Release No. LR-23175)

Regulatory Actions

Other Commission Orders, Notices, and Information

Investor Advisory Committee Meeting (Release Nos. 33-9707; 34-74106; File No. 265-28)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Equity Rights Program (Release No. 34-74095; File No. SR-MIAX-2015-02; January 20, 2015)
NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to Amend Fees and Rebates in Connection with BX's Retail Price Improvement Program (Release No. 34-74107; File No. SR-BX-2015-005); see also Exhibit 5
NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options (Release No. 34-74097; File No. SR-BX-2015-004; January 20, 2015); see also Exhibit 5
NSCC: Order Approving Proposed Rule Change to Amend NSCC's Rules and Procedures in Connection with the Discontinuance of the Analytic Reporting Service (Release No. 34-74098; File No. SR-NSCC-2014-12; January 20, 2015)
NYSE Arca: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF under NYSE Arca Equities Rule 8.600 (Release No. 34-74093; File No. SR-NYSEArca-2014-126; January 20, 2015)
NYSEMKT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C - Equities to Specify that Exchange Systems May Close One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Close of Trading as Required by Exchange Rules (Release No. 34-74094; File No. SR-NYSEMKT-2015-05; January 20, 2015); see also Exhibit 5
Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program (Release No. 34-74099; File No. SR-Phlx-2015-07; January 20, 2015); see also Exhibit 3, Exhibit 5

http://www.sec.gov/news/whatsnew/2015/wn012115.shtml

What's New on the SEC Website January 21, 2015