|
 |
What's New on the SEC Website
May 7, 2014
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
ALJ Orders
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
Litigation Releases
Trading Suspensions
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Order Granting Approval of a Proposed Rule Change to List and Trade Shares of Certain Funds of the ProShares Trust (Release No. 34-72099; File No. SR-BATS-2014-007; May 6, 2014)
- CME: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Making Changes in the Position Limits and Accountability Levels of CME Cleared OTC FX Spot, Forward and Swap Contracts (Release No. 34-72097; File No. SR-CME-2014-16; May 6, 2014)
- EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule (Release No. 34-72100; File No. SR-EDGA-2014-13; May 6, 2014); see also Exhibit 5
- EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule (Release No. 34-72101; File No. SR-EDGX-2014-15; May 6, 2014); see also Exhibit 5
- ISE: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program (Release No. 34-72098; File No. SR-ISE-2014-23; May 6, 2014); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options (Release No. 34-72105; File No. SR-NASDAQ-2014-043; May 6, 2014); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Mini Options (Release No. 34-72104; File No. SR-BX-2014-020; May 6, 2014); see also Exhibit 5
- NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Cease Trading on Its Trading System (Release No. 34-72107; File No. SR-NSX-2014-14; May 6, 2014); see also Exhibit 5
- NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee and Rebate Schedule to Change Certain Fees Applicable to Liquidity Providers, Eliminate a Rebate and Adopt a Fee for Removing Liquidity, and Reducing a Fee for Routed Orders, All With Respect to Securities Priced at $1.00 or Greater (Release No. 34-72106; File No. SR-NSX-2014-12; May 6, 2014); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 6.3. to Replace the Reference to "GOOG" with "GOOGL" (Release No. 34-72102; File No. SR-NYSEArca-2014-50; May 6, 2014); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options (Release No. 34-72103; File No. SR-Phlx-2014-26; May 6, 2014); see also Exhibit 5
http://www.sec.gov/news/whatsnew/2014/wn050714.shtml
|