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What's New on the SEC Website
January 13, 2014
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
ALJ Initial Decisions
ALJ Orders
- Patrick G. Rooney (Release No. AP-1167; File No. 3-15671)
- Matech Corp., Mnc Corporation, (a/k/a Monaco Coach Corporation), Pacific Fuel Cell Corp., and Penn Octane Corporation (Release No. AP-1166; File No. 3-15670)
- Environmental Energy Services, Inc., Idi Global, Inc., Inform Worldwide Holdings, Inc., et al. (Release No. AP-1165; File No. 3-15669)
- Asia Health & Beauty Treasure, Inc., Asia Growth Private Equity 1, Ltd., Asia Growth Private Equity 2, Ltd., et al. (Release No. AP-1164; File No. 3-15666)
- China Metallic Resources, Inc., China Timber Work Enterprises, Inc., Linda Illumination, Inc., and Premier International Hotel Group, Inc (Release No. AP-1163; File No. 3-15665)
- Compusonics Video Corporation (Release No. AP-1162; File No. 3-15657)
About the SEC
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Commission Opinions and Orders
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Regulatory Actions
Final Rules
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: BATS Exchange, Inc. (BATS) Rulemaking Archive: 2013
- BATS: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Applicability of the Competitive Liquidity Provider Program (Release No. 34-71284; File No. SR-BATS-2014-002; January 10, 2014); see also Exhibit 5
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule (Release No. 34-71278; File No. SR-C2-2013-043; January 9, 2014); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the PULSe Workstation (Release No. 34-71285; File No. SR-CBOE-2013-130; January 10, 2014)
- FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) (Release No. 34-71287; File No. SR-FINRA-2014-001; January 10, 2014)
- FINRA: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities (Release No. 34-71282; File No. SR-FINRA-2013-046; January 10, 2014)
- MIAX: MIAX Rulemaking Archive: 2013
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Continue its Priority Customer Rebate Program on an Ongoing Basis (Release No. 34-71283; File No. SR-MIAX-2013-63; January 10, 2014); see also Exhibit 5
- NASDAQ OMX BX: NASDAQ OMX BX, Inc. Rulemaking Archives: 2013
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More (Release No. 34-71286; File No. SR-BX-2013-065; January 10, 2014)
- NYSE Arca: Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the ETSpreads HY Long Credit Fund, the ETSpreads HY Short Credit Fund, the ETSpreads IG Long Credit Fund and the ETSpreads IG Short Credit Fund under NYSE Arca Equities Rule 8.600 (Release No. 34-71266; File No. SR-NYSEArca-2013-144; January 9, 2014)
http://www.sec.gov/news/whatsnew/2014/wn011314.shtml
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