What's New on the SEC Website
July 1, 2011

Press Releases

• SEC Division of Investment Management Names Robert Plaze as Deputy Director and Diane Blizzard as Managing Executive (Press Release No. 2011-142)
   
• SEC Provides Additional Guidance, Interim Relief and Exemptions for Security-Based Swaps Under Dodd-Frank Act (Press Release 2011-141)
   
• SEC's Chief Diversity Official Ronald L. Crawford to Retire after 31 Years at SEC (Press Release No. 2011-140)

Administrative Proceedings

• Jeffrey R. Neufeld (Rel. No.: IA-3230; File No.: 3-14449)
   
• Comedco, Inc. et al., Consolidated Resources Group, Inc. (Rel. No.: 34-64799; File No.: 3-14365)
   
• Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc. (Release No. 34-64787; File No. 3-14315)

Litigation Releases

• Michael L. Rothenberg, et al. (Litigation Release No. 22026)
   
• Locke Capital Management, Inc. and Leila C. Jenkins (Litigation Release No. 22025)
   
• ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, Thomas C. Priore, Lori A. Priore, and Bertrand H. Smyers; Litigation Release No. 22024 (Litigation Release No. 22024)
   
• Fernando J. Espuelas et al. (Litigation Release No. 22023)

Division of Investment Management No-Action Letters

• Zenkyoren Asset Management ofAmerica Inc.
   
• J.P. Morgan Securities LLC (June 29, 2011)

• DRAFT EDGAR Filer Manual (Volume I) - General Information (Version 10)
   
• DRAFT EDGAR Filer Manual (Volume II) EDGAR Filing (Version 17)
   
• DRAFT EDGAR Filer Manual (Volume III) - N-SAR Supplement (Version 2)
   
• DRAFT EDGAR Form N-MFP XML Technical Specification (Version 3)
   
• DRAFT EDGARLink Online XML Technical Specification (Version 3)

Interim Final Rule

• Extension of Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps (Release Nos. 33-9232, 34-64800, 39-2476; File No. S7-02-09)
   
• Exemptions for Security-Based Swaps (Release Nos. 33-9231, 34-64794, 39-2475; File No. S7-26-11)

Exemptive Orders

• Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions from Clearing Agency Registration Requirements under Section 17A(b) of the Exchange Act for Entities Providing Certain Clearing Services for Security-Based Swaps (Release No. 34-64796; File No. S7-28-11)
   
• Order Granting Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with the Pending Revision of the Definition of "Security" to Encompass Security-Based Swaps, and Request for Comment (Release No. 34-64795; File No. S7-27-11)

Investment Company Act Notices and Orders

• Precidian ETFs Trust, et al. (Rel. No.: IC-29712; File No.: 812-13818)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• BATS: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program (Release No. 34-64781; File No. SR-BATS-2011-009; June 30, 2011)
   
• NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period (PIP) Process Until July 18, 2012 (Release No. 34-64779; File No. SR-BX-2011-041; June 30, 2011)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes (Release No. 34-64785; File No. SR-NYSE-2011-27; June 30, 2011)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 409(f) and Adopting the Text of FINRA Rule 2232 and deleting the Rule Interpretations to NYSE Rule 346 (Release No. 34-64782; File No. SR-NYSE-2011-26; June 30, 2011)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes (Release No. 34-64784; File No. SR-NYSEAMEX-2011-42; June 30, 2011)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of Rule 409(f) NYSE Amex Equities and Adopting the Text of FINRA Rule 2232 (Release No. 34-64783; File No. SR-NYSEAMEX-2011-41; June 30, 2011)