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What's New on the SEC Website
July 1, 2011
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Administrative Proceedings
- Jeffrey R. Neufeld (Rel. No.: IA-3230; File No.: 3-14449)
- Comedco, Inc. et al., Consolidated Resources Group, Inc. (Rel. No.: 34-64799; File No.: 3-14365)
- Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc. (Release No. 34-64787; File No. 3-14315)
Litigation Releases
- Michael L. Rothenberg, et al. (Litigation Release No. 22026)
- Locke Capital Management, Inc. and Leila C. Jenkins (Litigation Release No. 22025)
- ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, Thomas C. Priore, Lori A. Priore, and Bertrand H. Smyers; Litigation Release No. 22024 (Litigation Release No. 22024)
- Fernando J. Espuelas et al. (Litigation Release No. 22023)
Staff Interpretations
Division of Investment Management No-Action Letters
Information for EDGAR Filers
Regulatory Actions
Interim Final Rule
Exemptive Orders
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BATS: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Create, on a Six-Month Pilot Basis, a Directed Order Program (Release No. 34-64781; File No. SR-BATS-2011-009; June 30, 2011)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period (PIP) Process Until July 18, 2012 (Release No. 34-64779; File No. SR-BX-2011-041; June 30, 2011)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes (Release No. 34-64785; File No. SR-NYSE-2011-27; June 30, 2011)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 409(f) and Adopting the Text of FINRA Rule 2232 and deleting the Rule Interpretations to NYSE Rule 346 (Release No. 34-64782; File No. SR-NYSE-2011-26; June 30, 2011)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 351(a)-(d) and Supplementary Material .10 and .13, Adopting the Text of FINRA Rule 4530, and Making Certain Conforming Changes (Release No. 34-64784; File No. SR-NYSEAMEX-2011-42; June 30, 2011)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of Rule 409(f) NYSE Amex Equities and Adopting the Text of FINRA Rule 2232 (Release No. 34-64783; File No. SR-NYSEAMEX-2011-41; June 30, 2011)
http://www.sec.gov/news/whatsnew/2011/wn070111.shtml
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