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The Securities and Exchange Commission (SEC) will host a virtual event regarding the SEC’s temporary conditional exemption from broker registration requirements for certain municipal advisor activities. The webcast program will be held from 2 p.m. to 3 p.m. ET at www.sec.gov.
Staff from the SEC’s Division of Trading and Markets and Office of Municipal Securities will discuss the requirements and conditions of the order. A representative of the Municipal Securities Rulemaking Board (MSRB) will join to discuss MSRB rules relevant to the order.
U.S. Securities and Exchange Commission
100 F St. NE
Washington, DC 20549