SEC-NASAA-Georgia Secretary of State Joint Investor Roundtable

The SEC is partnering with the North American Securities Administrators Association (NASAA) and Georgia Secretary of State for two joint investor roundtables. One will be hosted on Oct. 4 at the University of North Georgia and the second will be on Oct. 5 at Dalton State College.

These public roundtables will be an opportunity for investors, regulators, and members of the investment community to share their experiences with SEC staff. They will offer unprecedented access to hear directly from retail investors on topics that are important to them, such as securities fraud and feedback on SEC rulemaking. These events are designed to listen to investors and better understand their needs in future policy and practice.