Chairman Jay Clayton and Office of Investor Education and Advocacy Director Lori Schock will participate in a roundtable with Main Street investors as part of the SEC’s ongoing investor engagement and education efforts. The roundtable will focus on issues relevant to Main Street investors, such as tips to avoid fraud, the impact of fees and costs, and the key differences between broker-dealers and investment advisers. More information info.
U.S. Securities and Exchange Commission, Chicago Regional Office
175 W. Jackson Blvd.
Chicago, IL 60604