Chairman Jay Clayton will host a roundtable with Main Street investors as part of the SEC’s ongoing investor education efforts. The roundtable will focus on issues relevant to Main Street investors, such as understanding key differences between broker-dealers and investment advisers, and choosing whether to work with one of these types of financial professionals. Senior SEC staff are expected to join the Chairman at this event.
U.S. Securities and Exchange Commission, Boston Regional Office
33 Arch Street, 24th Floor
Boston, MA 02110
SEC Office of Public Affairs, 202-551-4120