Chairman Clayton’s Discussion of the Standards of Conduct for Financial Professionals
Chairman Jay Clayton will discuss the package of rules and interpretations adopted by the Commission on June 5, which were designed to enhance the quality and transparency of retail investors’ relationships with investment advisers and broker-dealers, bringing the legal requirements and mandated disclosures in line with reasonable investor expectations, while preserving access (in terms of choice and cost) to a variety of investment services and products.
Babson College’s Boston Campus
100 High Street, 9th Floor
Boston, MA 02210
SEC Office of Public Affairs, 202-551-4120