Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:September 2021 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2021 Date: Title: Joint Statement on Joe Brenner Concluding His Tenure at SEC Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Order Approving Exchange Rules Relating to Board Diversity Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Action to Disregard Recently-Amended Whistleblower Rules Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:August 2021 Date: Title: Joint Statement on the Departure of Pete Driscoll Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:July 2021 Date: Title: In the Matter of Coinschedule Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:June 2021 Date: Title: Moving Forward or Falling Back? Statement on Chair Gensler’s Regulatory Agenda Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:June 2021 Date: Title: Statement for Investor Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2021 Date: Title: Statement on The Commission’s Actions Regarding the PCAOB Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:June 2021 Date: Title: Response to Chair Gensler’s and the Division of Corporation Finance’s Statements Regarding the Application of the Proxy Rules to Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:April 2021 Date: Title: Statement on Senate Confirmation of Gary Gensler Speaker: Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw
Published date grouping:March 2021 Date: Title: Statement on Fixed Income Trading and Investment Company Act Rule 17a-7 Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2021 Date: Title: Enhancing Focus on the SEC’s Enhanced Climate Change Efforts Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:February 2021 Date: Title: Joint Statement on the Departure of Sagar Teotia Speaker: Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw
Published date grouping:February 2021 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman on Contingent Settlement Offers Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:February 2021 Date: Title: Statement on Director Dalia Blass Departing from the Division of Investment Management Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement of Acting Chair Lee and Commissioners Peirce, Roisman, and Crenshaw Regarding Recent Market Volatility Speaker:

Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

Published date grouping:January 2021 Date: Title: Statement on Federal Reserve Board’s Proposed Collection of U.S. Treasury Transaction Data Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on Designation of Commissioner Lee as Acting Chairman Speaker:

Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

Published date grouping:January 2021 Date: Title: UK ICO Provides Clarity Regarding Transfers of Personal Data to the SEC Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on FINRA’s Corporate Bond New Issue Reference Data Proposal Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on Chief Economist S.P. Kothari Concluding His Tenure at SEC Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on SEC General Counsel Bob Stebbins Concluding His Tenure Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel Speaker:

Acting Chairman Elad L. Roisman
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw

Published date grouping:December 2020 Date: Title: Commission Statement on the Passing of Jacob Stillman Speaker: Commissioner Hester M. Peirce
Acting Chairman Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement on the Tenure of SEC Chairman Jay Clayton Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on the Proposed Amendment to Rule 144 Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on NYSE Primary Direct Listing Proposal Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on the New Marketing Rule for Investment Advisers Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on the Departure of Director Stephanie Avakian Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement at Open Commission Meeting to Adopt Market Data Infrastructure Rules under Regulation NMS Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on the Departure of Bill Hinman Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2020 Date: Title: Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8 Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:November 2020 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:November 2020 Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2020 Date: Title: Statement on Regulation of Funds' Use of Derivatives Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2020 Date: Title: Statement at Open Meeting Considering a Proposed Exemptive Order for Finders Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Statement on Measures to Enhance the Fixed Income Markets Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Statement on the Commission’s New and Improved Whistleblower Program Rules Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Commission Statement on the Passing of Justice Ruth Bader Ginsburg Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:September 2020 Date: Title: Statement on Adoption of Amendments to Rule 15c2-11 Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Opening Remarks at the Open Commission Meeting to Adopt Amendments to Items 101, 103, and 105 of Regulation S-K Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Commissioner Roisman Statement on Amending the “Accredited Investor” Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Statement on Senate Confirmations of Hester M. Peirce and Caroline A. Crenshaw Speaker: Chairman Jay Clayton
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:August 2020 Date: Title: Statement on Publication on the Commission’s Website of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Statement on Proposal to Improve Information Available to Fund Investors Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Opening Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:July 2020 Date: Title: Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Speaker: Commissioner Elad L. Roisman
Published date grouping:July 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:July 2020 Date: Title: Opening Remarks at the Emerging Markets Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Statement on Amendments to the Volcker Rule “Covered Fund” Provisions Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Opening Remarks at Spotlight on Transparency: A Discussion of Secondary Market Municipal Securities Disclosure Practices Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Opening Remarks at the June 2020 FIMSAC Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2020 Date: Title: Statement at Open Meeting Considering Commission Order Addressing Equity Market Data Plans Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2020 Date: Title: Rulemaking in the Time of COVID-19 Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2020 Date: Title: Statement on the Harmonization Proposal Speaker: Commissioner Elad L. Roisman
Published date grouping:February 2020 Date: Title: Commission Statement on the Passing of Former Chairman David S. Ruder Speaker:

Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee

Published date grouping:February 2020 Date: Title: Statement on Proposed Updates to the National Market System for the Collection, Consolidation, and Dissemination of Information With Respect to Quotations for and Transactions in National Market System Stock Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2020 Date: Title: Statement on Proposed Amendments to the Volcker Rule “Covered Fund” Provisions Speaker:

Commissioners Elad L. Roisman and Hester M. Peirce

Published date grouping:January 2020 Date: Title: Statement at the Inaugural Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2020 Date: Title: Statement at the Open Meeting Considering a Proposed Commission Order Addressing Equity Market Data Plans Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019 Date: Title: Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board Speaker:

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee

Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Resource Extraction Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to the Accredited Investor Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Statement on the Re-Proposal to Regulate Funds' Use of Derivatives as Well as Certain Sales Practices Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Statement at the Open Meeting: Modernizing SEC Rules Governing Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Statement at the Open Meeting: Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2019 Date: Title: Commission Statement Regarding SEC Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Robert J. Jackson Jr.
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:October 2019 Date: Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Commissioner Roisman Opening Remarks Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Commissioner Roisman’s Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental” Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019 Date: Title: Opening Remarks at the April 2019 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019 Date: Title: Remarks at the March 2019 Investor Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:February 2019 Date: Title: Brief Statement on Proxy Voting Process: Call with the SEC Investor Advisory Committee Speaker:

Commissioner Elad L. Roisman[1]

Published date grouping:November 2018 Date: Title: Statement at Proxy Process Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Opening Statement at the October 2018 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Statement at the Roundtable on Market Data and Market Access Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Joint Statement on the Application of SIFMA for Review of Action Taken by NYSE Arca, Inc., and NASDAQ Stock Market LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Statement on Re-Opening the Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Elad L. Roisman