Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:December 2020 Date: Title: Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure Speaker: Jay Clayton, Chairman
Published date grouping:December 2020 Date: Title: Statement on the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement after the Enactment of the Holding Foreign Companies Accountable Act Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on Adoption of Resource Extraction Disclosure Rules Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on Bob Stebbins Concluding His Tenure at SEC Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on the Departure of Bill Hinman Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement at FSOC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Statement on Developments Related to the LIBOR Transition Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments Speaker:

SEC Chairman Jay Clayton
SEC Chief Accountant Sagar Teotia
PCAOB Chairman William D. Duhnke III
Published date grouping:November 2020 Date: Title: Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Remarks: Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Modernizing the Regulatory Framework for Funds’ Use of Derivatives Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Joint Statement Regarding Complex Financial Products and Retail Investors Speaker:

Chairman Jay Clayton;

Dalia Blass, Director, Division of Investment Management;

William Hinman, Director, Division of Corporation Finance;

Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2020 Date: Title: Statement on Tenure of William Hinman as Director of the Division of Corporation Finance Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Joint Open Meeting with CFTC - Customer Margin Rules for Security Futures and Request for Comment on Uncleared Swaps and Non-cleared Security-based Swaps Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Promoting an Effective Auditor Independence Framework Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Joint Statement Regarding New FAQs for Form CRS [1] Speaker: Chairman Jay Clayton
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2020 Date: Title: Open Meeting on Proposed Finders Exemption – Providing Regulatory Clarity to Benefit Small Businesses Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Strengthening our Whistleblower Program Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Commission Statement on the Passing of Justice Ruth Bader Ginsburg Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:September 2020 Date: Title: Statement on Commission Action to Enhance Investor Protections in the OTC Market Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Opening Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Modernizing the Framework for Business, Legal Proceedings and Risk Factor Disclosures Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Statement on Modernization of the Accredited Investor Definition Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Update on the Consolidated Audit Trail: Data Security and Implementation Progress Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting
Published date grouping:August 2020 Date: Title: Statement on SEC Response to the Report of the President’s Working Group on Financial Markets Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Raquel Fox, Director, Office of International Affairs
Sagar Teotia, Chief Accountant
Published date grouping:August 2020 Date: Title: Statement on Senate Confirmations of Hester M. Peirce and Caroline A. Crenshaw Speaker: Chairman Jay Clayton
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:August 2020 Date: Title: Transparency for our Investors and at the Commission Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Opening Remarks: Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Statement Regarding SEC Ongoing Efforts to Protect Teachers’ Retirement Savings Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Proxy Voting—Reaffirming and Modernizing the Core Principles of Fiduciary Duty and Transparency to Provide for Better Alignment of Interest Between Main Street Investors and the Market Professionals Who Invest and Vote on Their Behalf Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Remarks at the Special Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Remarks to the Financial Stability Oversight Council Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Statement at the SEC’s Emerging Markets Roundtable Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Statement on the Department of Labor’s Investment Advice Proposal Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:June 2020 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Remarks at the 2020 Municipal Securities Disclosure Conference Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Confirmation of June 30 Compliance Date for Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Statement on the Tenure of Andrew Olmem Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Investment Company Act Section 18(i) Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Remarks at Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Statement on the Tenure of Comptroller Joseph Otting Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: COVID-19 Market Monitoring Group — Update and Current Efforts Speaker: Chairman Jay Clayton
S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis
Published date grouping:May 2020 Date: Title: Statement at Open Meeting on Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Statement Announcing SEC Staff Roundtable on Emerging Markets Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: The Importance of Disclosure for our Municipal Markets Speaker: Chairman Jay Clayton
Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:May 2020 Date: Title: Remarks at Special Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Statement on the Tenure of CFTC Commissioner Brian Quintenz Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Emerging Market Investments Entail Significant Disclosure, Financial Reporting and Other Risks; Remedies are Limited Speaker:

SEC Chairman Jay Clayton
PCAOB Chairman William D. Duhnke III
SEC Chief Accountant Sagar Teotia
SEC Division of Corporation Finance Director William Hinman
SEC Division of Investment Management Director Dalia Blass
Published date grouping:April 2020 Date: Title: The Importance of Disclosure – For Investors, Markets and Our Fight Against COVID-19 Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Published date grouping:April 2020 Date: Title: Statement at Open Meeting on Securities Offering Reform for Business Development Companies and Closed-End Investment Companies Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Remarks at Special Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Remarks at Special Meeting of the Small Business Capital Formation Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Investors Remain Front of Mind at the SEC: Approach to Allocation of Resources, Oversight and Rulemaking; Implementation of Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement at FSOC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: The Deep and Essential Connections Among Markets, Businesses, and Workers and the Importance of Maintaining those Connections in our Fight Against COVID-19 Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on the Passing of Judge Stanley Sporkin Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on the SEC’s Coronavirus Response Efforts – Facilitating the Continued Orderly Operation of Our Capital Markets Consistent with Health and Safety Directives and Other Measures Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Update on Consolidated Audit Trail; Temporary COVID-19 Staff No-Action Letter; Reducing Cybersecurity Risks Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework Speaker: Chairman Jay Clayton
Published date grouping:February 2020 Date: Title: Statement on Continued Dialogue with Audit Firm Representatives on Audit Quality in China and Other Emerging Markets; Coronavirus — Reporting Considerations and Potential Relief Speaker:

SEC Chairman Jay Clayton
SEC Division of Corporation Finance Director Bill Hinman
SEC Chief Accountant Sagar Teotia
PCAOB Chairman William D. Duhnke III
Published date grouping:February 2020 Date: Title: Commission Statement on the Passing of Former Chairman David S. Ruder Speaker:

Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:January 2020 Date: Title: Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures; Other Ongoing Disclosure Modernization Initiatives; Impact of the Coronavirus; Environmental and Climate-Related Disclosure Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Statement on Proposed Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Statement on Commissioner Robert J. Jackson, Jr. Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Remarks at the Inaugural Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Statement at Open Meeting on Proposed Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Statement on Senate Confirmation of Jovita Carranza as Administrator of the Small Business Administration Speaker: Chairman Jay Clayton
Published date grouping:December 2019 Date: Title: Statement on Role of Audit Committees in Financial Reporting and Key Reminders Regarding Oversight Responsibilities Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Sagar Teotia, Chief Accountant
Published date grouping:December 2019 Date: Title: Statement on Selection of Andrew Bailey to Succeed Mark Carney as Governor of the Bank of England Speaker: Chairman Jay Clayton
Published date grouping:December 2019 Date: Title: Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board Speaker:

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:December 2019 Date: Title: Statement of Chairman Jay Clayton at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Statement on Whistleblower Program 2019 Annual Report to Congress Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Statement at Open Meeting on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:October 2019 Date: Title: Asset-Level Disclosure Requirements for Residential Mortgage-Backed Securities Speaker: Chairman Jay Clayton
Published date grouping:October 2019 Date: Title: Commission Statement Regarding SEC Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Robert J. Jackson Jr.
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:October 2019 Date: Title: Remarks at Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on DERA’s 10th Anniversary Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Taking Significant Steps to Modernize Our Regulatory Framework Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market Speaker:

SEC Chairman Jay Clayton

CFTC Chairman Heath Tarbert

FCA Chief Executive Andrew Bailey
Published date grouping:September 2019 Date: Title: Statement on Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Remarks at the 38th Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement on Retirement of Lynnette Kelly Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement at the SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on Opportunity Zones Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on Retirement of Chief Justice Strine Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement Regarding Offers of Settlement Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement on Division of Trading and Markets Staff Fee Guidance Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Remarks at “Veterans Hall” Dedication on the 75th Anniversary of D-Day Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement on Memorial Day Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Remarks at SEC Memorial Day Ceremony Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement Announcing SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Statement on Departure of FDA Commissioner Dr. Scott Gottlieb Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Remarks at the 29th International Institute for Securities Market Growth and Development Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Remarks on Telephone Call with Investor Advisory Committee Members Speaker: Chairman Jay Clayton
Published date grouping:January 2019 Date: Title: Statement Regarding Recommencement of Normal Operations Speaker: Chairman Jay Clayton
Published date grouping:January 2019 Date: Title: Statement on EDGAR Hacking Enforcement Action Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement at Open Meeting and Thank You to Kara Stein Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks at the SEC’s Municipal Securities Conference Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Statement at the SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Remarks at Roundtable on Market Data and Market Access Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Market Data Fees and Market Structure Speaker:

Chairman Jay Clayton[1]
Published date grouping:October 2018 Date: Title: Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement Regarding Agreed Settlements With Elon Musk and Tesla Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Remarks at the SEC Staff Roundtable on Regulatory Approaches to Combating Retail Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement Regarding SEC Staff Views Speaker: Chairman Jay Clayton
Published date grouping:August 2018 Date: Title: Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:August 2018 Date: Title: Statement on Investing in America for the Long Term Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Regarding Treasury's Report on Nonbank Financials, Fintech, and Innovation Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Announcing SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inline XBRL Filing of Tagged Data Speaker:

Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Opening Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement on Retirement of Justice Kennedy Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Opening Remarks to the Elder Justice Coordinating Council Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement on Investment Company Design, Delivery and Disclosures Rulemaking Package Speaker: Chairman Jay Clayton
Published date grouping:May 2018 Date: Title: Statement on NASAA’s Announcement of Enforcement Sweep Targeting Fraudulent ICOs and Crypto-asset Investment Products Speaker: Chairman Jay Clayton
Published date grouping:May 2018 Date: Title: Statement on Commissioner Michael S. Piwowar Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement on Public Engagement Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Overview of the Standards of Conduct for Investment Professionals Rulemaking Package Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement on Passing of Enforcement Division Associate Director Scott W. Friestad Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce
Published date grouping:March 2018 Date: Title: Statement at Open Meeting on the Proposed Transaction Fee Pilot for NMS Stocks Speaker: Chairman Jay Clayton
Published date grouping:March 2018 Date: Title: Statement at Open Meeting on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker: Chairman Jay Clayton
Published date grouping:March 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:February 2018 Date: Title: Statement on Cybersecurity Interpretive Guidance Speaker: Chairman Jay Clayton
Published date grouping:January 2018 Date: Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2017 Date: Title: Statement on the Tax Cuts and Jobs Act Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Published date grouping:December 2017 Date: Title: Statement on Appointment of New PCAOB Board Members Speaker: Chairman Jay Clayton
Published date grouping:December 2017 Date: Title: Statement on Cryptocurrencies and Initial Coin Offerings Speaker: Chairman Jay Clayton
Published date grouping:November 2017 Date: Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:November 2017 Date: Title: Statement on Passing of Former SEC Commissioner Isaac Hunt Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Published date grouping:October 2017 Date: Title: Statement on SEC Approval of the PCAOB’s New Auditor’s Reporting Standard Speaker: Chairman Jay Clayton
Published date grouping:September 2017 Date: Title: Update on the Search and Selection Process for Public Company Accounting Oversight Board’s Next Members Speaker: Chairman Jay Clayton
Published date grouping:September 2017 Date: Title: Statement on Cybersecurity Speaker: Chairman Jay Clayton
Published date grouping:September 2017 Date: Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies Speaker: Chairman Jay Clayton
Published date grouping:September 2017 Date: Title: Commission Statement on Nationwide Search to Hire Agency’s First-Ever “Advocate for Small Business Capital Formation” Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Published date grouping:August 2017 Date: Title: James R. Doty, Chairman of the Public Company Accounting Oversight Board, Agrees To Remain in Place for Search and Transition Period for New Board Members Speaker: Chairman Jay Clayton
Published date grouping:August 2017 Date: Title: Commission Statement on Passing of Former SEC Chairman Harold M. Williams Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Published date grouping:July 2017 Date: Title: Remarks at the National Compliance Outreach Program for Broker-Dealers Speaker: Chairman Jay Clayton
Published date grouping:June 2017 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:June 2017 Date: Title: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers Speaker: Chairman Jay Clayton
Published date grouping:May 2017 Date: Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies Speaker: Chairman Jay Clayton
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