Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce
Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda. To view Public Statements prior to 2012, view the Public Statements Archive.
Published date grouping
|
Date
|
Title
|
Speaker
|
---|---|---|---|
Published date grouping:December 2020 | Date: | Title: Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure |
Speaker:
Jay Clayton, Chairman |
Published date grouping:December 2020 | Date: | Title: Statement on the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2020 | Date: | Title: Statement after the Enactment of the Holding Foreign Companies Accountable Act |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2020 | Date: | Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations |
Speaker:
Chairman Jay Clayton
Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw |
Published date grouping:December 2020 | Date: | Title: Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2020 | Date: | Title: Statement on Adoption of Resource Extraction Disclosure Rules |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2020 | Date: | Title: Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2020 | Date: | Title: Statement on Bob Stebbins Concluding His Tenure at SEC |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2020 | Date: | Title: Statement on the Departure of Bill Hinman |
Speaker:
Chairman Jay Clayton
Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw |
Published date grouping:December 2020 | Date: | Title: Statement at FSOC Open Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2020 | Date: | Title: Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2020 | Date: | Title: Statement on Developments Related to the LIBOR Transition |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2020 | Date: | Title: Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments |
Speaker:
SEC Chairman Jay Clayton |
Published date grouping:November 2020 | Date: | Title: Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2020 | Date: | Title: Remarks: Small Business Capital Formation Advisory Committee Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2020 | Date: | Title: Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2020 | Date: | Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2020 | Date: | Title: Modernizing the Regulatory Framework for Funds’ Use of Derivatives |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2020 | Date: | Title: Joint Statement Regarding Complex Financial Products and Retail Investors |
Speaker:
Chairman Jay Clayton; Dalia Blass, Director, Division of Investment Management; William Hinman, Director, Division of Corporation Finance; Brett Redfearn, Director, Division of Trading and Markets |
Published date grouping:October 2020 | Date: | Title: Statement on Tenure of William Hinman as Director of the Division of Corporation Finance |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2020 | Date: | Title: Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2020 | Date: | Title: Joint Open Meeting with CFTC - Customer Margin Rules for Security Futures and Request for Comment on Uncleared Swaps and Non-cleared Security-based Swaps |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2020 | Date: | Title: Promoting an Effective Auditor Independence Framework |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2020 | Date: | Title: Joint Statement Regarding New FAQs for Form CRS [1] |
Speaker:
Chairman Jay Clayton
Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets |
Published date grouping:October 2020 | Date: | Title: Open Meeting on Proposed Finders Exemption – Providing Regulatory Clarity to Benefit Small Businesses |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2020 | Date: | Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Remarks at the Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Strengthening our Whistleblower Program |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Commission Statement on the Passing of Justice Ruth Bader Ginsburg |
Speaker:
Chairman Jay Clayton
Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw |
Published date grouping:September 2020 | Date: | Title: Statement on Commission Action to Enhance Investor Protections in the OTC Market |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2020 | Date: | Title: Opening Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2020 | Date: | Title: Modernizing the Framework for Business, Legal Proceedings and Risk Factor Disclosures |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2020 | Date: | Title: Statement on Modernization of the Accredited Investor Definition |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2020 | Date: | Title: Update on the Consolidated Audit Trail: Data Security and Implementation Progress |
Speaker:
Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting |
Published date grouping:August 2020 | Date: | Title: Statement on SEC Response to the Report of the President’s Working Group on Financial Markets |
Speaker:
Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets Raquel Fox, Director, Office of International Affairs Sagar Teotia, Chief Accountant |
Published date grouping:August 2020 | Date: | Title: Statement on Senate Confirmations of Hester M. Peirce and Caroline A. Crenshaw |
Speaker:
Chairman Jay Clayton
Commissioner Elad L. Roisman Commissioner Allison Herren Lee |
Published date grouping:August 2020 | Date: | Title: Transparency for our Investors and at the Commission |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2020 | Date: | Title: Opening Remarks: Small Business Capital Formation Advisory Committee Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2020 | Date: | Title: Statement Regarding SEC Ongoing Efforts to Protect Teachers’ Retirement Savings |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2020 | Date: | Title: Proxy Voting—Reaffirming and Modernizing the Core Principles of Fiduciary Duty and Transparency to Provide for Better Alignment of Interest Between Main Street Investors and the Market Professionals Who Invest and Vote on Their Behalf |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2020 | Date: | Title: Remarks at the Special Meeting of the Asset Management Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2020 | Date: | Title: Remarks to the Financial Stability Oversight Council |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2020 | Date: | Title: Statement at the SEC’s Emerging Markets Roundtable |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2020 | Date: | Title: Statement on the Department of Labor’s Investment Advice Proposal |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2020 | Date: | Title: An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets |
Speaker:
Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets |
Published date grouping:June 2020 | Date: | Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2020 | Date: | Title: Remarks at the 2020 Municipal Securities Disclosure Conference |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2020 | Date: | Title: Confirmation of June 30 Compliance Date for Regulation Best Interest and Form CRS |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2020 | Date: | Title: Statement on the Tenure of Andrew Olmem |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2020 | Date: | Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: Investment Company Act Section 18(i) |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: Remarks at Meeting of the Asset Management Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: Statement on the Tenure of Comptroller Joseph Otting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: COVID-19 Market Monitoring Group — Update and Current Efforts |
Speaker:
Chairman Jay Clayton
S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis |
Published date grouping:May 2020 | Date: | Title: Statement at Open Meeting on Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: Statement Announcing SEC Staff Roundtable on Emerging Markets |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2020 | Date: | Title: The Importance of Disclosure for our Municipal Markets |
Speaker:
Chairman Jay Clayton
Rebecca Olsen, Director, Office of Municipal Securities |
Published date grouping:May 2020 | Date: | Title: Remarks at Special Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2020 | Date: | Title: Statement on the Tenure of CFTC Commissioner Brian Quintenz |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2020 | Date: | Title: Emerging Market Investments Entail Significant Disclosure, Financial Reporting and Other Risks; Remedies are Limited |
Speaker:
SEC Chairman Jay Clayton |
Published date grouping:April 2020 | Date: | Title: The Importance of Disclosure – For Investors, Markets and Our Fight Against COVID-19 |
Speaker:
Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance |
Published date grouping:April 2020 | Date: | Title: Statement at Open Meeting on Securities Offering Reform for Business Development Companies and Closed-End Investment Companies |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2020 | Date: | Title: Remarks at Special Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2020 | Date: | Title: Remarks at Special Meeting of the Small Business Capital Formation Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2020 | Date: | Title: Investors Remain Front of Mind at the SEC: Approach to Allocation of Resources, Oversight and Rulemaking; Implementation of Regulation Best Interest and Form CRS |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2020 | Date: | Title: Statement at FSOC Open Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2020 | Date: | Title: The Deep and Essential Connections Among Markets, Businesses, and Workers and the Importance of Maintaining those Connections in our Fight Against COVID-19 |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2020 | Date: | Title: Statement on the Passing of Judge Stanley Sporkin |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2020 | Date: | Title: Statement on the SEC’s Coronavirus Response Efforts – Facilitating the Continued Orderly Operation of Our Capital Markets Consistent with Health and Safety Directives and Other Measures |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2020 | Date: | Title: Update on Consolidated Audit Trail; Temporary COVID-19 Staff No-Action Letter; Reducing Cybersecurity Risks |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2020 | Date: | Title: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2020 | Date: | Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework |
Speaker:
Chairman Jay Clayton
|
Published date grouping:February 2020 | Date: | Title: Statement on Continued Dialogue with Audit Firm Representatives on Audit Quality in China and Other Emerging Markets; Coronavirus — Reporting Considerations and Potential Relief |
Speaker:
SEC Chairman Jay Clayton |
Published date grouping:February 2020 | Date: | Title: Commission Statement on the Passing of Former Chairman David S. Ruder |
Speaker:
Chairman Jay Clayton |
Published date grouping:January 2020 | Date: | Title: Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures; Other Ongoing Disclosure Modernization Initiatives; Impact of the Coronavirus; Environmental and Climate-Related Disclosure |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2020 | Date: | Title: Statement on Proposed Amendments to the Volcker Rule |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2020 | Date: | Title: Statement on Commissioner Robert J. Jackson, Jr. |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2020 | Date: | Title: Remarks at the Inaugural Meeting of the Asset Management Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2020 | Date: | Title: Statement at Open Meeting on Proposed Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2020 | Date: | Title: Statement on Senate Confirmation of Jovita Carranza as Administrator of the Small Business Administration |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2019 | Date: | Title: Statement on Role of Audit Committees in Financial Reporting and Key Reminders Regarding Oversight Responsibilities |
Speaker:
Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance Sagar Teotia, Chief Accountant |
Published date grouping:December 2019 | Date: | Title: Statement on Selection of Andrew Bailey to Succeed Mark Carney as Governor of the Bank of England |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2019 | Date: | Title: Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board |
Speaker:
Chairman Jay Clayton |
Published date grouping:December 2019 | Date: | Title: Statement of Chairman Jay Clayton at Open Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2019 | Date: | Title: Statement on Whistleblower Program 2019 Annual Report to Congress |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2019 | Date: | Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2019 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2019 | Date: | Title: Statement at Open Meeting on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2019 | Date: | Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2019 | Date: | Title: Asset-Level Disclosure Requirements for Residential Mortgage-Backed Securities |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2019 | Date: | Title: Commission Statement Regarding SEC Roundtable on Combating Elder Investor Fraud |
Speaker:
Chairman Jay Clayton
Commissioner Hester M. Peirce Commissioner Robert J. Jackson Jr. Commissioner Elad L. Roisman Commissioner Allison Herren Lee |
Published date grouping:October 2019 | Date: | Title: Remarks at Roundtable on Combating Elder Investor Fraud |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Statement on DERA’s 10th Anniversary |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Taking Significant Steps to Modernize Our Regulatory Framework |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market |
Speaker:
SEC Chairman Jay Clayton CFTC Chairman Heath Tarbert FCA Chief Executive Andrew Bailey |
Published date grouping:September 2019 | Date: | Title: Statement on Amendments to the Volcker Rule |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2019 | Date: | Title: Statement on Status of the Consolidated Audit Trail |
Speaker:
Chairman Jay Clayton |
Published date grouping:September 2019 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2019 | Date: | Title: Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2019 | Date: | Title: Remarks at the 38th Government-Business Forum on Small Business Capital Formation |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2019 | Date: | Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2019 | Date: | Title: Statement on Retirement of Lynnette Kelly |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2019 | Date: | Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2019 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2019 | Date: | Title: Statement at the SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2019 | Date: | Title: Statement on Opportunity Zones |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2019 | Date: | Title: Statement on Retirement of Chief Justice Strine |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2019 | Date: | Title: Statement Regarding Offers of Settlement |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2019 | Date: | Title: Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2019 | Date: | Title: Statement on Division of Trading and Markets Staff Fee Guidance |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2019 | Date: | Title: Remarks at “Veterans Hall” Dedication on the 75th Anniversary of D-Day |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2019 | Date: | Title: Statement at Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2019 | Date: | Title: Statement on Memorial Day |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2019 | Date: | Title: Remarks at SEC Memorial Day Ceremony |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2019 | Date: | Title: Statement Announcing SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2019 | Date: | Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2019 | Date: | Title: Statement on Departure of FDA Commissioner Dr. Scott Gottlieb |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2019 | Date: | Title: Remarks at the 29th International Institute for Securities Market Growth and Development |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2019 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:February 2019 | Date: | Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions |
Speaker:
Chairman Jay Clayton
|
Published date grouping:February 2019 | Date: | Title: Remarks on Telephone Call with Investor Advisory Committee Members |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2019 | Date: | Title: Statement Regarding Recommencement of Normal Operations |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2019 | Date: | Title: Statement on EDGAR Hacking Enforcement Action |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2018 | Date: | Title: Statement at Open Meeting and Thank You to Kara Stein |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2018 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2018 | Date: | Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2018 | Date: | Title: Remarks at the SEC’s Municipal Securities Conference |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2018 | Date: | Title: Statement at the SEC Staff Roundtable on the Proxy Process |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2018 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2018 | Date: | Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2018 | Date: | Title: Remarks at Roundtable on Market Data and Market Access |
Speaker:
Chairman Jay Clayton
|
Published date grouping:October 2018 | Date: | Title: Statement on Market Data Fees and Market Structure |
Speaker:
Chairman Jay Clayton[1] |
Published date grouping:October 2018 | Date: | Title: Statement at Open Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2018 | Date: | Title: Statement Regarding Agreed Settlements With Elon Musk and Tesla |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2018 | Date: | Title: Remarks at the SEC Staff Roundtable on Regulatory Approaches to Combating Retail Investor Fraud |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2018 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2018 | Date: | Title: Statement Regarding SEC Staff Views |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2018 | Date: | Title: Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2018 | Date: | Title: Statement on Investing in America for the Long Term |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2018 | Date: | Title: Statement Regarding Treasury's Report on Nonbank Financials, Fintech, and Innovation |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2018 | Date: | Title: Statement Announcing SEC Staff Roundtable on the Proxy Process |
Speaker:
Chairman Jay Clayton
|
Published date grouping:July 2018 | Date: | Title: Statement at Open Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Statement at Open Meeting on Exchange-Traded Funds |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Statement at Open Meeting on Investment Company Liquidity Disclosure |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Statement at Open Meeting on Inline XBRL Filing of Tagged Data |
Speaker:
Chairman Jay Clayton |
Published date grouping:June 2018 | Date: | Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Opening Statement at Open Meeting |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Statement on Retirement of Justice Kennedy |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Opening Remarks to the Elder Justice Coordinating Council |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2018 | Date: | Title: Statement on Investment Company Design, Delivery and Disclosures Rulemaking Package |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2018 | Date: | Title: Statement on NASAA’s Announcement of Enforcement Sweep Targeting Fraudulent ICOs and Crypto-asset Investment Products |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2018 | Date: | Title: Statement on Commissioner Michael S. Piwowar |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2018 | Date: | Title: Statement on Public Engagement Regarding Standards of Conduct for Investment Professionals Rulemaking |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2018 | Date: | Title: Overview of the Standards of Conduct for Investment Professionals Rulemaking Package |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2018 | Date: | Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2018 | Date: | Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:April 2018 | Date: | Title: Statement on Passing of Enforcement Division Associate Director Scott W. Friestad |
Speaker:
|
Published date grouping:March 2018 | Date: | Title: Statement at Open Meeting on the Proposed Transaction Fee Pilot for NMS Stocks |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2018 | Date: | Title: Statement at Open Meeting on Proposed Amendments to Public Reporting of Fund Liquidity Information |
Speaker:
Chairman Jay Clayton
|
Published date grouping:March 2018 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:February 2018 | Date: | Title: Statement on Cybersecurity Interpretive Guidance |
Speaker:
Chairman Jay Clayton
|
Published date grouping:January 2018 | Date: | Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2017 | Date: | Title: Statement on the Tax Cuts and Jobs Act |
Speaker:
Chairman Jay Clayton |
Published date grouping:December 2017 | Date: | Title: Statement on Appointment of New PCAOB Board Members |
Speaker:
Chairman Jay Clayton
|
Published date grouping:December 2017 | Date: | Title: Statement on Cryptocurrencies and Initial Coin Offerings |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2017 | Date: | Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation |
Speaker:
Chairman Jay Clayton
|
Published date grouping:November 2017 | Date: | Title: Statement on Passing of Former SEC Commissioner Isaac Hunt |
Speaker:
Chairman Jay Clayton |
Published date grouping:October 2017 | Date: | Title: Statement on SEC Approval of the PCAOB’s New Auditor’s Reporting Standard |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2017 | Date: | Title: Update on the Search and Selection Process for Public Company Accounting Oversight Board’s Next Members |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2017 | Date: | Title: Statement on Cybersecurity |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2017 | Date: | Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies |
Speaker:
Chairman Jay Clayton
|
Published date grouping:September 2017 | Date: | Title: Commission Statement on Nationwide Search to Hire Agency’s First-Ever “Advocate for Small Business Capital Formation” |
Speaker:
Chairman Jay Clayton |
Published date grouping:August 2017 | Date: | Title: James R. Doty, Chairman of the Public Company Accounting Oversight Board, Agrees To Remain in Place for Search and Transition Period for New Board Members |
Speaker:
Chairman Jay Clayton
|
Published date grouping:August 2017 | Date: | Title: Commission Statement on Passing of Former SEC Chairman Harold M. Williams |
Speaker:
Chairman Jay Clayton |
Published date grouping:July 2017 | Date: | Title: Remarks at the National Compliance Outreach Program for Broker-Dealers |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2017 | Date: | Title: Remarks at Meeting of the Investor Advisory Committee |
Speaker:
Chairman Jay Clayton
|
Published date grouping:June 2017 | Date: | Title: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers |
Speaker:
Chairman Jay Clayton
|
Published date grouping:May 2017 | Date: | Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies |
Speaker:
Chairman Jay Clayton
|