Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:February 2016 Date: Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:January 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:January 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Modernizing the Commission's Regulatory Structure for Transfer Agents Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:December 2015 Date: Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things) Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

Published date grouping:December 2015 Date: Title: Statement In The Matter Of JPMorgan Chase Bank, N.A., Regarding Order Under 506(d) Of The Securities Act Of 1933 Granting A Waiver Of The Rule 506(d)(1)(iii) Disqualification Provision Speaker:

Commissioner Kara M. Stein

Published date grouping:December 2015 Date: Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Published date grouping:December 2015 Date: Title: Statement at Open Meeting Speaker:

Chair Mary Jo White

Published date grouping:December 2015 Date: Title: Statement on Proposed Disclosure of Payments by Resource Extraction Issuers Speaker:

Commissioner Kara M. Stein

Published date grouping:December 2015 Date: Title: Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Kara M. Stein 

Published date grouping:December 2015 Date: Title: Dissenting Statement at Open Meeting on Resource Extraction Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Dissenting Statement at Open Meeting on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2015 Date: Title: Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2015 Date: Title: Statement Regarding Repeal of Indemnification Requirement Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Chair Mary Jo White

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Chair Mary Jo White

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Luis A. Aguilar

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2015 Date: Title: Dissenting From an SEC Windfall For Lawyers Speaker:

Commissioners Daniel M. Gallagher and Michael S. Piwowar 

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Statement on Departure from the SEC Speaker:

Commissioner Luis A. Aguilar

Published date grouping:November 2015 Date: Title: Opening Remarks at the 21st Annual International Institute for Securities Enforcement and Market Oversight Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Statement on the Retirement of FINRA Chairman and CEO Richard Ketchum Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Dissenting Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Regulation Crowdfunding Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Securities Act Rules 147 and 504 Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2015 Date: Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Remarks at the SEC Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2015 Date: Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:October 2015 Date: Title: Statement of Investor Advocate Rick A. Fleming Regarding His First Official Recommendation to the Securities and Exchange Commission Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:October 2015 Date: Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Commission Statement Regarding Decision in Koch v. SEC Speaker:

The Commission

Published date grouping:October 2015 Date: Title: Statement of Commissioner Daniel M. Gallagher on His Departure from the SEC Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2015 Date: Title: Opinion of Commissioner Gallagher and Commissioner Piwowar, dissenting from the opinion of the Commission Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: The Investment Company Act and Investment Advisers Act Standing the Test of Time Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Statement Regarding Security-Based Swap Rules Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: Statement on Final Judgment Entered Against BBX Capital Corporation and Alan B. Levan Speaker:

Andrew Ceresney

Director, Division of Enforcement

Published date grouping:September 2015 Date: Title: Statement on New Rulemaking Website Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:September 2015 Date: Title: Announcement of New Rulemaking Database Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Statement on Jury Verdict in Insider Trading Trial of Ralph J. Pirtle and Morando Berrettini Speaker:

Andrew Ceresney

Director of Enforcement

Published date grouping:September 2015 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2015 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Kara M. Stein 

Published date grouping:September 2015 Date: Title: Statement on Adoption of Amendments to Remove References to Credit Ratings in Money Market Fund Rule 2a-7 and Form N-MFP Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2015 Date: Title: Finishing the Work of Regulating Security-Based Derivatives Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2015 Date: Title: Statement of Commissioner Daniel M. Gallagher Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2015 Date: Title: Enhancing the Commission’s Waiver Process Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:August 2015 Date: Title: Statement on Edward D. Jones Enforcement Action Speaker:

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Remarks at a Press Conference Announcing Enforcement Charges Involving an International Hacking Trading Scheme Speaker:

Chair Mary Jo White

Published date grouping:August 2015 Date: Title: Statement on the Importance of Clarity in Commission Orders Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:August 2015 Date: Title: Additional Dissenting Comments on Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Security-based Swap Rules Under Title VII and on Pay Ratio Disclosure Rule Speaker:

Chair Mary Jo White

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2015 Date: Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2015 Date: Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Kara M. Stein

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Kara M. Stein

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2015 Date: Title: Statement on Decision of the D.C. Circuit on Retroactive Collateral Bars Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:July 2015 Date: Title: Comment Letter on the Department of Labor Proposed Rule on Conflicts of Interest and Fiduciary Duty Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:July 2015 Date: Title: Statement on the Anniversary of the Dodd-Frank Act Speaker:

Chair Mary Jo White

Published date grouping:July 2015 Date: Title: The Benefits of Shortening the Securities Settlement Cycle Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Published date grouping:July 2015 Date: Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

Published date grouping:July 2015 Date: Title: Statement on NYSE Speaker:

Chair Mary Jo White

Published date grouping:July 2015 Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Chair Mary Jo White

Published date grouping:July 2015 Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2015 Date: Title: Dissenting Statement at an Open Meeting On Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:July 2015 Date: Title: Dissenting Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2015 Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: The Role of Chief Compliance Officers Must be Supported Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Statement Regarding Proposals to Shorten the Trade Settlement Cycle Speaker:

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Statement on Recent SEC Settlements Charging Chief Compliance Officers With Violations of Investment Advisers Act Rule 206(4)-7 Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2015 Date: Title: Statement of Support for the Need to Modernize the Commission’s Transfer Agent Rules Speaker:

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules Speaker:

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion
Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Crazy Quilt Chart of Regulation Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2015 Date: Title: Opening Remarks of SEC Chair Mary Jo White before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:May 2015 Date: Title: Dissenting Statement Regarding Certain Waivers Granted by the Commission for Certain Entities Pleading Guilty to Criminal Charges Involving Manipulation of Foreign Exchange Rates Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2015 Date: Title: Remarks at the 2015 SEC Memorial Day Tribute and Presentation of the John P. Wheeler, III, Veterans Charity Award Speaker:

Chair Mary Jo White

Published date grouping:May 2015 Date: Title: Remarks at Veterans Committee Program: Wrapping Up Panelist Tribute to John P. Wheeler, III and Introducing the 2015 Winner of the John P. Wheeler Veterans Charity Award Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Chair Mary Jo White

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Michael S. Piwowar