Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Kara M. Stein 

Published date grouping:September 2015 Date: Title: Statement on Adoption of Amendments to Remove References to Credit Ratings in Money Market Fund Rule 2a-7 and Form N-MFP Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2015 Date: Title: Finishing the Work of Regulating Security-Based Derivatives Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2015 Date: Title: Statement of Commissioner Daniel M. Gallagher Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2015 Date: Title: Enhancing the Commission’s Waiver Process Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:August 2015 Date: Title: Statement on Edward D. Jones Enforcement Action Speaker:

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Remarks at a Press Conference Announcing Enforcement Charges Involving an International Hacking Trading Scheme Speaker:

Chair Mary Jo White

Published date grouping:August 2015 Date: Title: Statement on the Importance of Clarity in Commission Orders Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:August 2015 Date: Title: Additional Dissenting Comments on Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Security-based Swap Rules Under Title VII and on Pay Ratio Disclosure Rule Speaker:

Chair Mary Jo White

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2015 Date: Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:August 2015 Date: Title: Dissenting Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Kara M. Stein

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Kara M. Stein

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:July 2015 Date: Title: Statement on Decision of the D.C. Circuit on Retroactive Collateral Bars Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:July 2015 Date: Title: Comment Letter on the Department of Labor Proposed Rule on Conflicts of Interest and Fiduciary Duty Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:July 2015 Date: Title: Statement on the Anniversary of the Dodd-Frank Act Speaker:

Chair Mary Jo White

Published date grouping:July 2015 Date: Title: The Benefits of Shortening the Securities Settlement Cycle Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Published date grouping:July 2015 Date: Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

Published date grouping:July 2015 Date: Title: Statement on NYSE Speaker:

Chair Mary Jo White

Published date grouping:July 2015 Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Chair Mary Jo White

Published date grouping:July 2015 Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2015 Date: Title: Dissenting Statement at an Open Meeting On Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:July 2015 Date: Title: Dissenting Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2015 Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: The Role of Chief Compliance Officers Must be Supported Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Statement Regarding Proposals to Shorten the Trade Settlement Cycle Speaker:

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Statement on Recent SEC Settlements Charging Chief Compliance Officers With Violations of Investment Advisers Act Rule 206(4)-7 Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2015 Date: Title: Statement of Support for the Need to Modernize the Commission’s Transfer Agent Rules Speaker:

Commissioner Michael S. Piwowar and Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules Speaker:

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion
Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Crazy Quilt Chart of Regulation Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:June 2015 Date: Title: Opening Remarks of SEC Chair Mary Jo White before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:May 2015 Date: Title: Dissenting Statement Regarding Certain Waivers Granted by the Commission for Certain Entities Pleading Guilty to Criminal Charges Involving Manipulation of Foreign Exchange Rates Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2015 Date: Title: Remarks at the 2015 SEC Memorial Day Tribute and Presentation of the John P. Wheeler, III, Veterans Charity Award Speaker:

Chair Mary Jo White

Published date grouping:May 2015 Date: Title: Remarks at Veterans Committee Program: Wrapping Up Panelist Tribute to John P. Wheeler, III and Introducing the 2015 Winner of the John P. Wheeler Veterans Charity Award Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Chair Mary Jo White

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2015 Date: Title: Optimizing Our Equity Market Structure
Opening Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee
Speaker:

Chair Mary Jo White

Published date grouping:May 2015 Date: Title: Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2015 Date: Title: Remarks at the Inaugural SEC Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:May 2015 Date: Title: Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2015 Date: Title: Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:May 2015 Date: Title: U.S. Equity Market Structure: Making Our Markets Work Better for Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:May 2015 Date: Title: Dissenting Statement in the Matter of Deutsche Bank AG, Regarding WKSI Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States and Pay Versus Performance Disclosures Speaker:

Chair Mary Jo White

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Pay Versus Performance Disclosures Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2015 Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2015 Date: Title: Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Pay Versus Performance Disclosures Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2015 Date: Title: Dissenting Statement at an Open Meeting on Pay Versus Performance Disclosures Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2015 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:April 2015 Date: Title: Statement on Jury Verdict in Trial Of George Levin Who Raised $157 Million for Scott Rothstein’s Ponzi Scheme Speaker:

Andrew Ceresney

Director, Division of Enforcement

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Rule 15b9-1 and Reg A+ Speaker:

Chair Mary Jo White

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Rule 15b9-1 Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Reg A+ Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Rule 15b9-1 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Rule 15b9-1 Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Reg A+ Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Reg A+ Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Rule 15b9-1 Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Reg A+ Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2015 Date: Title: Statement on Jury Verdict in Willie Gault/Heart Tronics Case Speaker:

Andrew Ceresney

Director, Division of Enforcement

Published date grouping:March 2015 Date: Title: The Need for Greater Secondary Market Liquidity for Small Businesses Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:March 2015 Date: Title: Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:March 2015 Date: Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:March 2015 Date: Title: Statement on the Aggregate Impact of Financial Services Regulations Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Dissenting Statement Regarding the Commission’s Order Approving a Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Opening Statement at the Proxy Voting Roundtable Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Ensuring the Proxy Process Works for Shareholders Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Ensuring that Shareholders Have a Meaningful, Effective Vote Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:February 2015 Date: Title: Statement on Passing of Former SEC Commissioner Harvey J. Goldschmid Speaker:

Chair Mary Jo White

Published date grouping:February 2015 Date: Title: Investor Advisory Committee Opening Remarks Speaker:

Chair Mary Jo White

Published date grouping:February 2015 Date: Title: Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR Speaker:

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Published date grouping:February 2015 Date: Title: Aligning the Interests of Company Executives and Directors with Shareholders Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures Speaker:

Commissioners Daniel M. Gallagher and Michael S. Piwowar

Published date grouping:February 2015 Date: Title: Dissenting Statement In the Matter of Oppenheimer & Co., Inc. Speaker:

Commissioner Luis A. Aguilar and Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 Speaker:

Chair Mary Jo White

Published date grouping:February 2015 Date: Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2015 Budget and Accounting Support Fee Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s 2015 Budget and Accounting Support Fee Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:February 2015 Date: Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2015 Date: Title: Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:February 2015 Date: Title: Statement on Proposed SEC Budget for FY 2016 Speaker:

Chair Mary Jo White

Published date grouping:January 2015 Date: Title: Statement from Chair White Directing Staff to Review Commission Rule for Excluding Conflicting Proxy Proposals Speaker:

Chair Mary Jo White

Published date grouping:January 2015 Date: Title: Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR Speaker:

Chair Mary Jo White

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