Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:August 2016 Date: Title: Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Statement at Meeting of the Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Regulation SBSR, the Disclosure of Order Handling Information, and Disclosure Update and Simplification Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Statement at Open Meeting Regarding Amendments to Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure of Order Handling Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure Update and Simplification Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement on Amendments to Disclosure of Order Handling Information Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement on the Disclosure Update and Simplification Proposing Release Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement on Passing of Former SEC Commissioner Irving M. Pollack Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: Statement from Chair Mary Jo White on U.S. Equity Markets Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: Mary Jo White Statement on FINRA's Appointment of Robert Cook as CEO Speaker:
Chair Mary Jo White
Published date grouping:June 2016 Date: Title: Opening Remarks at the Investor Advisory Committee Meeting Speaker:
Chair Mary Jo White
Published date grouping:June 2016 Date: Title: Remarks at the Meeting of the SEC Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:May 2016 Date: Title: Statement at News Conference Announcing Insider Trading Case Involving Sports Gambler and Board Member Speaker:
Andrew Ceresney
Director, Division of Enforcement 
Published date grouping:May 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:
Chair Mary Jo White
Published date grouping:May 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: SEC Enforcement Director Statement on Jury Finding That CEO Defrauded Investors Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

Published date grouping:April 2016 Date: Title: Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan Speaker:

Chair Mary Jo White

Published date grouping:April 2016 Date: Title: Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2016 Date: Title: Statement at an Open Meeting on a Notice of the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Chair Mary Jo White

Published date grouping:April 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: Opening Remarks at the Compliance Outreach Program for Investment Companies and Investment Advisers Speaker:

Chair Mary Jo White

Published date grouping:April 2016 Date: Title: Statement on Financial Stability Oversight Council’s Review of Asset Management Products and Activities Speaker: Chair Mary Jo White
Published date grouping:April 2016 Date: Title: Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:April 2016 Date: Title: Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K Speaker:

Chair Mary Jo White

Published date grouping:April 2016 Date: Title: Statement at Open Meeting on Adoption of External Business Conduct Rule for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Chair Mary Jo White

Published date grouping:April 2016 Date: Title: Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2016 Date: Title: Statement at Open Meeting on Adoption of External Business Conduct Rule for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2016 Date: Title: Statement at Open Meeting on a Concept Release on the Business and Financial Disclosure Required by Regulation S-K Speaker:

Commissioner Michael S. Piwowar

Published date grouping:April 2016 Date: Title: Remarks at the International Institute for Securities Market Growth and Development Speaker:

Chair Mary Jo White

Published date grouping:March 2016 Date: Title: Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016 Speaker:

Chair Mary Jo White

Published date grouping:March 2016 Date: Title: Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:March 2016 Date: Title: Opening Remarks at Open Meeting to Consider PCAOB Proposed Budget and Accounting Support Fee for 2016 Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2016 Date: Title: Statement on Jury’s Verdict in Trial of Daryl Payton and Benjamin Durant Speaker:
Andrew Ceresney
Director, Division of Enforcement 
Published date grouping:February 2016 Date: Title: Opening Remarks of SEC Chair Mary Jo White before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:February 2016 Date: Title: Opening Remarks of Commissioner Kara M. Stein before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2016 Date: Title: Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States Speaker:

Chair Mary Jo White

Published date grouping:February 2016 Date: Title: Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2016 Date: Title: Statement at Open Meeting on Final Rules Regarding Application of Title VII Dealer De Minimis Requirements to Security-Based Swap Dealing Activity in the United States Speaker:

Commissioner Michael S. Piwowar

Published date grouping:February 2016 Date: Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting Speaker:

Chair Mary Jo White

Published date grouping:February 2016 Date: Title: Opening Remarks to the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:January 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:January 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Modernizing the Commission's Regulatory Structure for Transfer Agents Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:December 2015 Date: Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things) Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

Published date grouping:December 2015 Date: Title: Statement In The Matter Of JPMorgan Chase Bank, N.A., Regarding Order Under 506(d) Of The Securities Act Of 1933 Granting A Waiver Of The Rule 506(d)(1)(iii) Disqualification Provision Speaker:

Commissioner Kara M. Stein

Published date grouping:December 2015 Date: Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Published date grouping:December 2015 Date: Title: Statement at Open Meeting Speaker:

Chair Mary Jo White

Published date grouping:December 2015 Date: Title: Statement on Proposed Disclosure of Payments by Resource Extraction Issuers Speaker:

Commissioner Kara M. Stein

Published date grouping:December 2015 Date: Title: Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Kara M. Stein 

Published date grouping:December 2015 Date: Title: Dissenting Statement at Open Meeting on Resource Extraction Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Dissenting Statement at Open Meeting on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:December 2015 Date: Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2015 Date: Title: Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2015 Date: Title: Statement Regarding Repeal of Indemnification Requirement Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Chair Mary Jo White

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Chair Mary Jo White

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Luis A. Aguilar

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2015 Date: Title: Dissenting From an SEC Windfall For Lawyers Speaker:

Commissioners Daniel M. Gallagher and Michael S. Piwowar 

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Statement on Departure from the SEC Speaker:

Commissioner Luis A. Aguilar

Published date grouping:November 2015 Date: Title: Opening Remarks at the 21st Annual International Institute for Securities Enforcement and Market Oversight Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Statement on the Retirement of FINRA Chairman and CEO Richard Ketchum Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Dissenting Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Regulation Crowdfunding Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Securities Act Rules 147 and 504 Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2015 Date: Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Remarks at the SEC Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2015 Date: Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:October 2015 Date: Title: Statement of Investor Advocate Rick A. Fleming Regarding His First Official Recommendation to the Securities and Exchange Commission Speaker:

Rick A. Fleming, Investor Advocate

Published date grouping:October 2015 Date: Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:October 2015 Date: Title: Commission Statement Regarding Decision in Koch v. SEC Speaker:

The Commission

Published date grouping:October 2015 Date: Title: Statement of Commissioner Daniel M. Gallagher on His Departure from the SEC Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:October 2015 Date: Title: Opinion of Commissioner Gallagher and Commissioner Piwowar, dissenting from the opinion of the Commission Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: The Investment Company Act and Investment Advisers Act Standing the Test of Time Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Statement Regarding Security-Based Swap Rules Speaker:

Commissioner Daniel M. Gallagher and Commissioner Michael S. Piwowar

Published date grouping:September 2015 Date: Title: Statement on Final Judgment Entered Against BBX Capital Corporation and Alan B. Levan Speaker:

Andrew Ceresney

Director, Division of Enforcement

Published date grouping:September 2015 Date: Title: Statement on New Rulemaking Website Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:September 2015 Date: Title: Announcement of New Rulemaking Database Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Statement on Jury Verdict in Insider Trading Trial of Ralph J. Pirtle and Morando Berrettini Speaker:

Andrew Ceresney

Director of Enforcement

Published date grouping:September 2015 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:September 2015 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Daniel M. Gallagher

Published date grouping:September 2015 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Chair Mary Jo White

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