Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:May 2021 Date: Title: Statement on S&P Dow Jones Indices LLC Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2021 Date: Title: Staff Statement on Funds Registered Under the Investment Company Act Investing in the Bitcoin Futures Market Speaker:

Division of Investment Management Staff

Published date grouping:April 2021 Date: Title: Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Published date grouping:April 2021 Date: Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021 Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:April 2021 Date: Title: Staff Statement on Fully Paid Lending Speaker:

Division of Trading and Markets Staff

Published date grouping:April 2021 Date: Title: Rethinking Global ESG Metrics Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021 Date: Title: Statement on Senate Confirmation of Gary Gensler Speaker: Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw
Published date grouping:April 2021 Date: Title: Token Safe Harbor Proposal 2.0 Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021 Date: Title: Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (“SPACs”) Speaker: John Coates, Acting Director, Division of Corporation Finance
Paul Munter, Acting Chief Accountant
Published date grouping:April 2021 Date: Title: Statement on the Staff ESG Risk Alert Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2021 Date: Title: SPACs, IPOs and Liability Risk under the Securities Laws Speaker: John Coates, Acting Director, Division of Corporation Finance
Published date grouping:March 2021 Date: Title: Staff Statement on Select Issues Pertaining to Special Purpose Acquisition Companies Speaker:

Division of Corporation Finance

Published date grouping:March 2021 Date: Title: Financial Reporting and Auditing Considerations of Companies Merging with SPACs Speaker: Paul Munter, Acting Chief Accountant
Published date grouping:March 2021 Date: Title: Opening Remarks at the Diversifying Opportunity in Venture Capital Series Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:March 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:March 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2021 Date: Title: Remarks at the March 19, 2021 Meeting of the Asset Management Advisory Committee Speaker: Sarah ten Siethoff, Acting Director, Division of Investment Management
Published date grouping:March 2021 Date: Title: Public Input Welcomed on Climate Change Disclosures Speaker: Acting Chair Allison Herren Lee
Published date grouping:March 2021 Date: Title: Statement on Fixed Income Trading and Investment Company Act Rule 17a-7 Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2021 Date: Title: Staff Statement on Investment Company Cross Trading Speaker:

Division of Investment Management Staff

Published date grouping:March 2021 Date: Title: ESG Disclosure – Keeping Pace with Developments Affecting Investors, Public Companies and the Capital Markets Speaker: John Coates, Acting Director, Division of Corporation Finance
Published date grouping:March 2021 Date: Title: Remarks at Investor Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2021 Date: Title: Enhancing Focus on the SEC’s Enhanced Climate Change Efforts Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:February 2021 Date: Title: Statement on the Review of Climate-Related Disclosure Speaker: Acting Chair Allison Herren Lee
Published date grouping:February 2021 Date: Title: Joint Statement on the Departure of Sagar Teotia Speaker: Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw
Published date grouping:February 2021 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman on Contingent Settlement Offers Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:February 2021 Date: Title: Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers Speaker: Acting Chair Allison Herren Lee
Published date grouping:February 2021 Date: Title: Statement of Acting Chair Allison Herren Lee on Empowering Enforcement to Better Protect Investors Speaker: Acting Chair Allison Herren Lee
Published date grouping:February 2021 Date: Title: Statement on Director Dalia Blass Departing from the Division of Investment Management Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2021 Date: Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2021 Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:January 2021 Date: Title: Statement of Acting Chair Lee and Commissioners Peirce, Roisman, and Crenshaw Regarding Recent Market Volatility Speaker:

Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

Published date grouping:January 2021 Date: Title: Joint Statement Regarding Ongoing Market Volatility Speaker:

Acting Chair Allison Herren Lee
Pete Driscoll, Director, Division of Examinations
Christian Sabella, Acting Director, Division of Trading and Markets

Published date grouping:January 2021 Date: Title: EC Adopts Equivalence Decision With Respect to SEC Regulatory Framework for Central Counterparties Speaker: Acting Chair Allison Herren Lee
Published date grouping:January 2021 Date: Title: Statement on Federal Reserve Board’s Proposed Collection of U.S. Treasury Transaction Data Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on Designation of Commissioner Lee as Acting Chairman Speaker:

Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

Published date grouping:January 2021 Date: Title: UK ICO Provides Clarity Regarding Transfers of Personal Data to the SEC Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on FINRA’s Corporate Bond New Issue Reference Data Proposal Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Concurrence in the Matter of Wireline, Inc. Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2021 Date: Title: Statement on Chief Economist S.P. Kothari Concluding His Tenure at SEC Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on SEC General Counsel Bob Stebbins Concluding His Tenure Speaker: Acting Chairman Elad L. Roisman
Published date grouping:January 2021 Date: Title: Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel Speaker:

Acting Chairman Elad L. Roisman
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw

Published date grouping:December 2020 Date: Title: Farewell Statement of Stephanie Avakian, Director of the Division of Enforcement Speaker: Stephanie Avakian, Director, Division of Enforcement
Published date grouping:December 2020 Date: Title: Commission Statement on the Passing of Jacob Stillman Speaker: Commissioner Hester M. Peirce
Acting Chairman Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement on the Departure of Chairman Jay Clayton Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Statement on Designation of Commissioner Roisman as Acting Chairman Speaker: Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Staff Statement Regarding Nasdaq Rule Proposal Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:December 2020 Date: Title: Statement on the Tenure of SEC Chairman Jay Clayton Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure Speaker: Jay Clayton, Chairman
Published date grouping:December 2020 Date: Title: Staff Statement on the President’s Working Group Report on Money Market Funds Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:December 2020 Date: Title: Statement on Primary Direct Listings Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement on the Proposed Amendment to Rule 144 Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on NYSE Primary Direct Listing Proposal Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on the Investment Adviser Marketing Final Rule Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Statement on the New Marketing Rule for Investment Advisers Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Investment Adviser Marketing - Past Proposals are Not Necessarily Indicative of Future Adoptions Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement on the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on Recent and Upcoming Regulation Best Interest Examinations from the SEC Division of Examinations Speaker:

Division of Examinations Staff

Published date grouping:December 2020 Date: Title: Statement after the Enactment of the Holding Foreign Companies Accountable Act Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on Adoption of Resource Extraction Disclosure Rules Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on Rules Governing the Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2020 Date: Title: Statement on Resource Extraction Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Statement on the Departure of Director Stephanie Avakian Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Market Data Infrastructure: Open Meeting Statement Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Statement at Open Commission Meeting to Adopt Market Data Infrastructure Rules under Regulation NMS Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Roadwork Ahead: Upgrading Market Data Infrastructure Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2020 Date: Title: Statement on Market Data Infrastructure Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement on Bob Stebbins Concluding His Tenure at SEC Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on the Departure of Bill Hinman Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:December 2020 Date: Title: Statement at FSOC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Final Rule Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Remarks at Meeting of SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2020 Date: Title: Opening remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2020 Date: Title: Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2020 Date: Title: Statement on Developments Related to the LIBOR Transition Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments Speaker:

SEC Chairman Jay Clayton
SEC Chief Accountant Sagar Teotia
PCAOB Chairman William D. Duhnke III

Published date grouping:November 2020 Date: Title: Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8 Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:November 2020 Date: Title: Joint Statement on the Proposal to Facilitate Non-Cash Compensation for Certain Gig Workers Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:November 2020 Date: Title: Joint Statement on Amendments to Regulation S-K: Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:November 2020 Date: Title: Statement on Departure of Chairman Jay Clayton Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:November 2020 Date: Title: Statement on Recent Enforcement Matters Involving “VIX-Related” and Other Complex Exchange Traded Products (ETPs) from the SEC Office of Compliance Inspections and Examinations Speaker:

Office of Compliance Inspections and Examinations Staff

Published date grouping:November 2020 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:November 2020 Date: Title: Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Staff Statement on WY Division of Banking’s “NAL on Custody of Digital Assets and Qualified Custodian Status” Speaker:

Division of Investment Management Staff in Consultation with FinHub Staff

Published date grouping:November 2020 Date: Title: Remarks: Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption for Finders; COVID-19 Updates and Discussion Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2020 Date: Title: Remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2020 Date: Title: Opening remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2020 Date: Title: Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors Speaker: Chairman Jay Clayton
Published date grouping:November 2020 Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2020 Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2020 Date: Title: Statement on Amendments to the Exempt Offering Framework Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2020 Date: Title: Statement on Harmonization of Securities Offering Exemptions Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:October 2020 Date: Title: Modernizing the Regulatory Framework for Funds’ Use of Derivatives Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Opening Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020 Date: Title: Statement on Regulation of Funds' Use of Derivatives Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2020 Date: Title: Statement on the Final Rule on Funds' Use of Derivatives Speaker: Commissioner Allison Herren Lee
Published date grouping:October 2020 Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:October 2020 Date: Title: Joint Statement Regarding Complex Financial Products and Retail Investors Speaker:

Chairman Jay Clayton;

Dalia Blass, Director, Division of Investment Management;

William Hinman, Director, Division of Corporation Finance;

Brett Redfearn, Director, Division of Trading and Markets

Published date grouping:October 2020 Date: Title: Statement on Tenure of William Hinman as Director of the Division of Corporation Finance Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Joint Statement on No-Action Relief for Non-Compliance with the Customer Protection Rule Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:October 2020 Date: Title: Statement Regarding Tradenet Capital Markets Ltd. Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020 Date: Title: Statement at the IDC Conference and Governing Council meeting Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:October 2020 Date: Title: Joint Open Meeting with CFTC - Customer Margin Rules for Security Futures and Request for Comment on Uncleared Swaps and Non-cleared Security-based Swaps Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: CFTC-SEC Joint Meeting Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020 Date: Title: Promoting an Effective Auditor Independence Framework Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Who Watches the Watchers?*
Joint Statement on Auditor Independence Amendments
Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:October 2020 Date: Title: Statement on Order Approving a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020 Date: Title: Joint Statement Regarding New FAQs for Form CRS [1] Speaker: Chairman Jay Clayton
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2020 Date: Title: Open Meeting on Proposed Finders Exemption – Providing Regulatory Clarity to Benefit Small Businesses Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Statement at Open Meeting on Proposed Exemptive Order for Certain Activities of Finders Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2020 Date: Title: Statement at Open Meeting Considering a Proposed Exemptive Order for Finders Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2020 Date: Title: Regulating in the Dark: What We Don’t Know About Finders Can Hurt Us Speaker: Commissioner Allison Herren Lee
Published date grouping:October 2020 Date: Title: Statement on Proposed Exemptive Relief for Finders Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:October 2020 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:October 2020 Date: Title: Statement of Commissioner Hester M. Peirce - Great Plains Trust Company Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020 Date: Title: Statement on Measures to Enhance the Fixed Income Markets Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Statement at Open Meeting on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020 Date: Title: Statement on the Amendments to Rule 14a-8 Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2020 Date: Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:September 2020 Date: Title: Strengthening our Whistleblower Program Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Amendments to the Commission's Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020 Date: Title: Statement on the Commission’s New and Improved Whistleblower Program Rules Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: June Bug vs. Hurricane:* Whistleblowers Fight Tremendous Odds and Deserve Better Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2020 Date: Title: Statement of Commissioner Caroline Crenshaw on Whistleblower Program Rule Amendments Speaker: Commissioner Caroline A. Crenshaw
Published date grouping:September 2020 Date: Title: SEC FinHub Staff Statement on OCC Interpretation Speaker:

SEC FinHub Staff

Published date grouping:September 2020 Date: Title: Commission Statement on the Passing of Justice Ruth Bader Ginsburg Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Published date grouping:September 2020 Date: Title: Statement on the Adoption of Amendments to Exchange Act Rule 15c2-11 Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2020 Date: Title: Statement on Commission Action to Enhance Investor Protections in the OTC Market Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Statement at the SEC Regulation Think-In 2020 Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:September 2020 Date: Title: Statement on Adoption of Amendments to Rule 15c2-11 Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:September 2020 Date: Title: Opening Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2020 Date: Title: Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:September 2020 Date: Title: Statement on SEC Settlement Charging Token Issuer with Violation of Registration Provisions of the Securities Act of 1933 Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Modernizing the Framework for Business, Legal Proceedings and Risk Factor Disclosures Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Statement at Open Meeting on Modernization of Regulation S-K 101, 103, and 105 Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Opening Remarks at the Open Commission Meeting to Adopt Amendments to Items 101, 103, and 105 of Regulation S-K Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Regulation S-K and ESG Disclosures: An Unsustainable Silence Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2020 Date: Title: Statement on the “Modernization” of Regulation S-K Items 101, 103, and 105 Speaker:

Commissioner Caroline Crenshaw

Published date grouping:August 2020 Date: Title: Statement on Modernization of the Accredited Investor Definition Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Statement on Amending the “Accredited Investor” Definition Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Commissioner Roisman Statement on Amending the “Accredited Investor” Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Joint Statement on the Failure to Modernize the Accredited Investor Definition Speaker:

Commissioners Allison Herren Lee and Caroline Crenshaw

Published date grouping:August 2020 Date: Title: Update on the Consolidated Audit Trail: Data Security and Implementation Progress Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting
Published date grouping:August 2020 Date: Title: Statement on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Statement on SEC Response to the Report of the President’s Working Group on Financial Markets Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Raquel Fox, Director, Office of International Affairs
Sagar Teotia, Chief Accountant
Published date grouping:August 2020 Date: Title: Statement on Senate Confirmations of Hester M. Peirce and Caroline A. Crenshaw Speaker: Chairman Jay Clayton
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:August 2020 Date: Title: Transparency for our Investors and at the Commission Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Statement at Open Meeting on Publication of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Statement on Publication on the Commission’s Website of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Statement on the Investor Advisory Committee Nominating Process Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2020 Date: Title: Statement on Tailored Shareholder Reports Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Statement on Proposal to Improve Information Available to Fund Investors Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Statement on Proposed Summary Shareholder Report Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2020 Date: Title: Opening Remarks: Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:August 2020 Date: Title: Opening Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2020 Date: Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2020 Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2020 Date: Title: Statement Regarding SEC Ongoing Efforts to Protect Teachers’ Retirement Savings Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Statement by the Staff Standards of Conduct Implementation Committee Regarding New Form CRS Disclosures Speaker:

Staff Standards of Conduct Implementation Committee

Published date grouping:July 2020 Date: Title: Proxy Voting—Reaffirming and Modernizing the Core Principles of Fiduciary Duty and Transparency to Provide for Better Alignment of Interest Between Main Street Investors and the Market Professionals Who Invest and Vote on Their Behalf Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Speaker: Commissioner Elad L. Roisman
Published date grouping:July 2020 Date: Title: Statement at Open Meeting on Exemptions from the Proxy Rules for Proxy Voting Advice and Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020 Date: Title: Paying More For Less: Higher Costs for Shareholders, Less Accountability for Management Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2020 Date: Title: Remarks at the Special Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:July 2020 Date: Title: Remarks at the Special Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Opening Remarks at the Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:July 2020 Date: Title: Credit Ratings, Procyclicality and Related Financial Stability Issues: Select Observations Speaker:

COVID-19 Market Monitoring Group*

Published date grouping:July 2020 Date: Title: Remarks to the Financial Stability Oversight Council Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Statement on the Proposal to Substantially Reduce 13F Reporting Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2020 Date: Title: Statement at the SEC’s Emerging Markets Roundtable Speaker: Chairman Jay Clayton
Published date grouping:July 2020 Date: Title: Remarks at the Emerging Markets Roundtable Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2020 Date: Title: Opening Remarks at the Emerging Markets Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Statement on the Department of Labor’s Investment Advice Proposal Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:June 2020 Date: Title: Statement on Amendments to the Volcker Rule “Covered Fund” Provisions Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Statement of Commissioner Allison Herren Lee on the Final Rules Continuing the Repeal of Volcker Speaker: Commissioner Allison Herren Lee
Published date grouping:June 2020 Date: Title: Statement on Commencement of Appointment Process for the 2020-2025 PCAOB Board Seat Speaker:

Sagar Teotia, Chief Accountant

Published date grouping:June 2020 Date: Title: Statement on the Continued Importance of High-Quality Financial Reporting for Investors in Light of COVID-19 Speaker: Sagar Teotia, Chief Accountant
Published date grouping:June 2020 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Remarks at the Virtual Small Business Forum Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2020 Date: Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Remarks at the 39th Annual Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Allison Herren Lee
Published date grouping:June 2020 Date: Title: Welcome Remarks at the SEC’s 39th Annual Small Business Forum Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:June 2020 Date: Title: Statement on the Passing of Martin P. Dunn Speaker:

William H. Hinman, Director, Division of Corporation Finance
Shelley E. Parratt, Deputy Director, Division of Corporation Finance

Published date grouping:June 2020 Date: Title: Remarks at the 2020 Municipal Securities Disclosure Conference Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Introductory Remarks: Municipal Securities Disclosure Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2020 Date: Title: Opening Remarks at Spotlight on Transparency: A Discussion of Secondary Market Municipal Securities Disclosure Practices Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Opening Remarks at 2020 Municipal Securities Disclosure Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:June 2020 Date: Title: Confirmation of June 30 Compliance Date for Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Statement on the Tenure of Andrew Olmem Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:June 2020 Date: Title: Opening Remarks at the June 2020 FIMSAC Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2020 Date: Title: Opening Remarks at the Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020 Date: Title: Investment Company Act Section 18(i) Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Remarks at Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Opening Remarks at the Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:May 2020 Date: Title: Statement on Financial Disclosures About Acquired and Disposed Businesses Speaker: Commissioner Allison Herren Lee
Published date grouping:May 2020 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020 Date: Title: Statement on the Tenure of Comptroller Joseph Otting Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Statement of Hester M. Peirce in Response to Release No. 34-88890; File No. S7-13-19 Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020 Date: Title: COVID-19 Market Monitoring Group — Update and Current Efforts Speaker: Chairman Jay Clayton
S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis
Published date grouping:May 2020 Date: Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020 Date: Title: Statement at Open Meeting on Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Statement on Equity Market Data Governance Reforms Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2020 Date: Title: Statement at Open Meeting Considering Commission Order Addressing Equity Market Data Plans Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2020 Date: Title: Statement on Final Order Directing the Creation of a New Plan for Consolidated Equity Market Data Speaker: Commissioner Allison Herren Lee
Published date grouping:May 2020 Date: Title: Statement Announcing SEC Staff Roundtable on Emerging Markets Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: The Importance of Disclosure for our Municipal Markets Speaker: Chairman Jay Clayton
Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:May 2020 Date: Title: Remarks at Special Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:May 2020 Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020 Date: Title: Statement on the Tenure of CFTC Commissioner Brian Quintenz Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Proposal Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020 Date: Title: Emerging Market Investments Entail Significant Disclosure, Financial Reporting and Other Risks; Remedies are Limited Speaker:

SEC Chairman Jay Clayton
PCAOB Chairman William D. Duhnke III
SEC Chief Accountant Sagar Teotia
SEC Division of Corporation Finance Director William Hinman
SEC Division of Investment Management Director Dalia Blass

Published date grouping:April 2020 Date: Title: The Importance of Disclosure – For Investors, Markets and Our Fight Against COVID-19 Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Published date grouping:April 2020 Date: Title: Statement at Open Meeting on Securities Offering Reform for Business Development Companies and Closed-End Investment Companies Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Statement on Securities Offering Reform for Closed-End Investment Companies Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020 Date: Title: Rulemaking in the Time of COVID-19 Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2020 Date: Title: Statement on the Adoption of Changes to the Offering Rules for Closed-End Funds and Business Development Companies Speaker: Commissioner Allison Herren Lee
Published date grouping:April 2020 Date: Title: Regulatory Priorities and COVID-19 Speaker: Commissioner Allison Herren Lee
Published date grouping:April 2020 Date: Title: Statement on the Importance of High-Quality Financial Reporting in Light of the Significant Impacts of COVID-19 Speaker: Sagar Teotia, Chief Accountant
Published date grouping:April 2020 Date: Title: Remarks at Special Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Remarks at Special Meeting of the Small Business Capital Formation Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2020 Date: Title: Remarks at Special Meeting of the SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2020 Date: Title: Investors Remain Front of Mind at the SEC: Approach to Allocation of Resources, Oversight and Rulemaking; Implementation of Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement at FSOC Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: The Deep and Essential Connections Among Markets, Businesses, and Workers and the Importance of Maintaining those Connections in our Fight Against COVID-19 Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on the Passing of Judge Stanley Sporkin Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on the Passing of Judge Stanley Sporkin Speaker: Stephanie Avakian, Director, Division of Enforcement
Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:March 2020 Date: Title: Statement from Stephanie Avakian and Steven Peikin, Co-Directors of the SEC’s Division of Enforcement, Regarding Market Integrity Speaker: Stephanie Avakian, Director, Division of Enforcement
Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:March 2020 Date: Title: Statement on the SEC’s Coronavirus Response Efforts – Facilitating the Continued Orderly Operation of Our Capital Markets Consistent with Health and Safety Directives and Other Measures Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Update on Consolidated Audit Trail; Temporary COVID-19 Staff No-Action Letter; Reducing Cybersecurity Risks Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Appropriately Tailoring the Accelerated and Large Accelerated Filer Definitions Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2020 Date: Title: Statement on the Rollback of Auditor Attestation Requirements Speaker: Commissioner Allison Herren Lee
Published date grouping:March 2020 Date: Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework Speaker: Chairman Jay Clayton
Published date grouping:March 2020 Date: Title: Statement on Proposed Amendments for Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2020 Date: Title: Statement on the Harmonization Proposal Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2020 Date: Title: Statement on Proposed Amendments to the Exempt Offering Framework Speaker: Commissioner Allison Herren Lee
Published date grouping:March 2020 Date: Title: Statement on Amendments to Registered Debt Disclosure Rules Speaker: Commissioner Allison Herren Lee
Published date grouping:February 2020 Date: Title: Dissenting Statement of Hester M. Peirce in Response to Release No. 34-88284; File No. SR-NYSEArca-2019-39 Speaker: Commissioner Hester M. Peirce
Published date grouping:February 2020 Date: Title: Statement on Continued Dialogue with Audit Firm Representatives on Audit Quality in China and Other Emerging Markets; Coronavirus — Reporting Considerations and Potential Relief Speaker:

SEC Chairman Jay Clayton
SEC Division of Corporation Finance Director Bill Hinman
SEC Chief Accountant Sagar Teotia
PCAOB Chairman William D. Duhnke III

Published date grouping:February 2020 Date: Title: Commission Statement on the Passing of Former Chairman David S. Ruder Speaker:

Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee

Published date grouping:February 2020 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. on His Tenure as an SEC Commissioner Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2020 Date: Title: Statement on Proposed Updates to the National Market System for the Collection, Consolidation, and Dissemination of Information With Respect to Quotations for and Transactions in National Market System Stocks Speaker: Commissioner Hester M. Peirce
Published date grouping:February 2020 Date: Title: Statement on Proposed Updates to the National Market System for the Collection, Consolidation, and Dissemination of Information With Respect to Quotations for and Transactions in National Market System Stock Speaker: Commissioner Elad L. Roisman
Published date grouping:February 2020 Date: Title: Statement on Proposed Rule on Market Data Infrastructure Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020 Date: Title: Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures; Other Ongoing Disclosure Modernization Initiatives; Impact of the Coronavirus; Environmental and Climate-Related Disclosure Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Statement on Proposed Amendments to Modernize and Enhance Financial Disclosures Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2020 Date: Title: “Modernizing” Regulation S-K: Ignoring the Elephant in the Room Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020 Date: Title: Statement on Proposed Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Statement on Proposed Amendments to the Volcker Rule “Covered Fund” Provisions Speaker:

Commissioners Elad L. Roisman and Hester M. Peirce

Published date grouping:January 2020 Date: Title: Statement of Commissioner Allison Herren Lee on the Continued Repeal of the Volcker Rule Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020 Date: Title: Statement on Commissioner Robert J. Jackson, Jr. Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Remarks at the Inaugural Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Opening remarks at the the Inaugural Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2020 Date: Title: Statement at the Inaugural Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2020 Date: Title: Statement at Inaugural Meeting of the Asset Management Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020 Date: Title: Opening Statement: Inaugural Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:January 2020 Date: Title: Statement at Open Meeting on Proposed Order to Modernize the Governance Structure of National Market System Plans for Equity Market Data Speaker: Chairman Jay Clayton
Published date grouping:January 2020 Date: Title: Statement on Reforming Stock Exchange Governance Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:January 2020 Date: Title: Notice of Proposed Order Regarding the Creation of a New Consolidated Market Data Plan for Equity Market Data Speaker: Commissioner Hester M. Peirce
Published date grouping:January 2020 Date: Title: Statement at the Open Meeting Considering a Proposed Commission Order Addressing Equity Market Data Plans Speaker: Commissioner Elad L. Roisman
Published date grouping:January 2020 Date: Title: Statement on Proposed Order for Creation of a New Consolidated Market Data Plan for Equity Market Data Speaker: Commissioner Allison Herren Lee
Published date grouping:January 2020 Date: Title: Statement on Senate Confirmation of Jovita Carranza as Administrator of the Small Business Administration Speaker: Chairman Jay Clayton
Published date grouping:December 2019 Date: Title: Statement on Role of Audit Committees in Financial Reporting and Key Reminders Regarding Oversight Responsibilities Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Sagar Teotia, Chief Accountant
Published date grouping:December 2019 Date: Title: Statement on Selection of Andrew Bailey to Succeed Mark Carney as Governor of the Bank of England Speaker: Chairman Jay Clayton
Published date grouping:December 2019 Date: Title: Statement on Appointment of New Chair and Five New Members of the Financial Accounting Foundation Board of Trustees, and Appointment of Next Chair of the Financial Accounting Standards Board Speaker:

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee

Published date grouping:December 2019 Date: Title: Statement of Chairman Jay Clayton at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Commission Actions Relating to Implementation of Title VII of the Dodd-Frank Act Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019 Date: Title: Statement on Adoption of and Changes to Security-Based Swap Rules Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2019 Date: Title: Statement on Proposed Disclosure of Issuer Payments Related To Extraction of Natural Resources Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Resource Extraction Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019 Date: Title: Statement on Proposed Resource Extraction Rule Speaker: Commissioner Allison Herren Lee
Published date grouping:December 2019 Date: Title: Statement on Reducing Investor Protections around Private Markets Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Amending the “Accredited Investor” Definition Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to the Accredited Investor Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:December 2019 Date: Title: Statement on the Proposed Expansion of the Accredited Investor Definition Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Statement on Proposed Rules on Funds' Use of Derivatives Speaker: Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Statement on the Re-Proposal to Regulate Funds' Use of Derivatives as Well as Certain Sales Practices Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Letter from Robert J. Jackson, Jr. to Congresswoman Maloney, November 18, 2019 (PDF) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:November 2019 Date: Title: Statement of Commissioners Jackson and Lee on Non-Transparent Exchange Traded Funds Speaker: Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Statement on Whistleblower Program 2019 Annual Report to Congress Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks before the Investor Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Statement at Open Meeting on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Statement at the Open Meeting: Modernizing SEC Rules Governing Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Statement at the Open Meeting: Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Statement on Proposals to Restrict Shareholder Voting Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:November 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Improve Accuracy and Transparency of Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Modernize Shareholder Proposal Rule Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2019 Date: Title: Statement on Shareholder Rights Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks to the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2019 Date: Title: Asset-Level Disclosure Requirements for Residential Mortgage-Backed Securities Speaker: Chairman Jay Clayton
Published date grouping:October 2019 Date: Title: Statement on the Passing of Chancellor William T. Allen Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2019 Date: Title: Leaders of CFTC, FinCEN, and SEC Issue Joint Statement on Activities Involving Digital Assets Speaker:

Heath Tarbert, Chairman, U.S. Commodity Futures Trading Commission (CFTC)

Kenneth A. Blanco, Director, Financial Crimes Enforcement Network (FinCEN)

Jay Clayton, Chairman, U.S. Securities and Exchange Commission (SEC)

Published date grouping:October 2019 Date: Title: Commission Statement Regarding SEC Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Robert J. Jackson Jr.
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:October 2019 Date: Title: Remarks at Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:October 2019 Date: Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2019 Date: Title: Remarks at the SEC Roundtable on Combating Elder Investor Fraud Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2019 Date: Title: Statement on DERA’s 10th Anniversary Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Taking Significant Steps to Modernize Our Regulatory Framework Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Volcker Rule Amendments Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2019 Date: Title: Statement of Commissioner Allison Herren Lee on Amendments to the Volcker Rule Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2019 Date: Title: Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market Speaker:

SEC Chairman Jay Clayton

CFTC Chairman Heath Tarbert

FCA Chief Executive Andrew Bailey

Published date grouping:September 2019 Date: Title: Statement on Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Passing of Former SEC Chief Accountant James Schnurr Speaker:

Chairman Jay Clayton

Published date grouping:September 2019 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Chairman Jay Clayton

Published date grouping:September 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Joint Statement of Commissioners Robert J. Jackson, Jr. and Allison Herren Lee on Proposed Changes to Regulation S-K Speaker: Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee
Published date grouping:August 2019 Date: Title: Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement of Commissioner Allison Herren Lee On Proxy Voting and Proxy Solicitation Releases Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2019 Date: Title: Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019 Date: Title: Statement on Proxy-Advisor Guidance Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:August 2019 Date: Title: Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Remarks at the 38th Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Commissioner Roisman Opening Remarks Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Remarks before the 38th Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019 Date: Title: Opening Remarks at the 38th Government-Business Forum on Small Business Capital Formation Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:August 2019 Date: Title: Remarks at Meeting of the Small Business Capital Formation Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Commissioner Roisman’s Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Statement on Retirement of Lynnette Kelly Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement on Retirement of Lynnette Kelly Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:July 2019 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2019 Date: Title: Statement at the SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on Opportunity Zones Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Staff Statement on LIBOR Transition Speaker:

Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant[1]

Published date grouping:July 2019 Date: Title: Statement on Retirement of Chief Justice Strine Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on the Retirement of Chief Justice Strine Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019 Date: Title: Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities Speaker:

Division of Trading and Markets, U.S. Securities and Exchange Commission
Office of General Counsel, Financial Industry Regulatory Authority

Published date grouping:July 2019 Date: Title: Statement on Margin for Security Futures Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019 Date: Title: Statement Regarding Offers of Settlement Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement on Commencement of Appointment Process for the 2019-2024 PCAOB Board Seat Speaker:
Published date grouping:June 2019 Date: Title: Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement on Senate Confirmation of Allison H. Lee Speaker:

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman

Published date grouping:June 2019 Date: Title: Statement on Division of Trading and Markets Staff Fee Guidance Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Exchanging Views on Exchange-Traded Funds Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Remarks at “Veterans Hall” Dedication on the 75th Anniversary of D-Day Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest and Related Actions Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental” Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2019 Date: Title: Statement on Final Rules Governing Investment Advice Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2019 Date: Title: Statement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers Speaker: Rick Fleming, Investor Advocate
Published date grouping:May 2019 Date: Title: Remarks at the SEC’s FinTech Forum Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement on Memorial Day Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Remarks at SEC Memorial Day Ceremony Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement Announcing SEC Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2019 Date: Title: Statement on Financial Disclosures about Acquired and Disposed Businesses Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2019 Date: Title: Opening Remarks at the April 2019 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019 Date: Title: Statement on Departure of FDA Commissioner Dr. Scott Gottlieb Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Statement on “Framework for ‘Investment Contract’ Analysis of Digital Assets” Speaker:

Bill Hinman, Director of Division of Corporation Finance
Valerie Szczepanik, Senior Advisor for Digital Assets and Innovation

Published date grouping:April 2019 Date: Title: Remarks at the 29th International Institute for Securities Market Growth and Development Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks at the March 2019 Investor Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019 Date: Title: Statement on Final Rules Implementing FAST Act Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2019 Date: Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Remarks on Telephone Call with Investor Advisory Committee Members Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Brief Statement on Proxy Voting Process: Call with the SEC Investor Advisory Committee Speaker:

Commissioner Elad L. Roisman[1]

Published date grouping:January 2019 Date: Title: Statement Regarding Recommencement of Normal Operations Speaker: Chairman Jay Clayton
Published date grouping:January 2019 Date: Title: Statement on EDGAR Hacking Enforcement Action Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement at Open Meeting and Thank You to Kara Stein Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Proposed Rule 12d1-4 under the Investment Company Act of 1940 Governing Fund of Funds Arrangements Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Proposed Rule Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Rule 194, Applications By Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or Be Involved in Effecting Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Final Rules Regarding Disqualified Actors in the Security-Based Swaps Market Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2018 Date: Title: Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2019 Budget and Accounting Support Fee Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Consideration of Whether to Adopt Rule of Practice 194 and to Propose Rules Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018 Date: Title: Joint Statement on the IDI Exception to the Swap Dealer Definition Speaker:

SEC Chairman Jay Clayton

CFTC Chairman Christopher Giancarlo

Published date grouping:December 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement on the Vital Role of Audit Quality and Regulatory Access to Audit and Other Information Internationally—Discussion of Current Information Access Challenges with Respect to U.S.-listed Companies with Significant Operations in China Speaker:

SEC Chairman Jay Clayton

SEC Chief Accountant Wes Bricker

PCAOB Chairman William D. Duhnke III

Published date grouping:December 2018 Date: Title: Remarks at the SEC’s Municipal Securities Conference Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Opening Remarks at 2018 Municipal Securities Disclosure Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:December 2018 Date: Title: Remarks at The Road Ahead: Municipal Securities Disclosure in an Evolving Market Conference Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Commission Statement on Passing of President George H.W. Bush Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman

Published date grouping:November 2018 Date: Title: Statement on Jury Trial of Ex-CFO of AVEO Pharmaceuticals Speaker:

Stephanie Avakian, Co-Director, SEC Division of Enforcement

Steven Peikin, Co-Director, SEC Division of Enforcement

Published date grouping:November 2018 Date: Title: Statement on Digital Asset Securities Issuance and Trading Speaker:

Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets

Published date grouping:November 2018 Date: Title: Statement at the SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Opening Remarks at the 2018 SEC Staff Roundtable on the Proxy Process Speaker: Commissioner Kara M. Stein
Published date grouping:November 2018 Date: Title: Statement at Proxy Process Roundtable Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2018 Date: Title: Statement on Enhancing Order Handling Disclosures Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Opening Statement at the October 2018 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:October 2018 Date: Title: Statement at the Roundtable on Market Data and Market Access Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Remarks at Roundtable on Market Data and Market Access Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Market Data Fees and Market Structure Speaker:

Chairman Jay Clayton[1]

Published date grouping:October 2018 Date: Title: Joint Statement on the Application of SIFMA for Review of Action Taken by NYSE Arca, Inc., and NASDAQ Stock Market LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Statement on Re-Opening Comment Period for Capital/Margin/Segregation for Security-Based Swap Dealers Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2018 Date: Title: Statement on Re-Opening the Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2018 Date: Title: Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: Statement Regarding Agreed Settlements With Elon Musk and Tesla Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Remarks at the SEC Staff Roundtable on Regulatory Approaches to Combating Retail Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on Order of Suspension of Trading of Certain Bitcoin/Ether Tracking Certificates Speaker:

Division of Trading and Markets and Division of Corporation Finance

Published date grouping:September 2018 Date: Title: Statement on Shareholder Voting Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement Regarding Staff Proxy Advisory Letters Speaker:

Investment Management

Published date grouping:September 2018 Date: Title: Statement Regarding SEC Staff Views Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Statement on the Expiration of the Tick Size Pilot Speaker:

Division of Economic and Risk Analysis and Division of Trading and Markets

Published date grouping:September 2018 Date: Title: Statement on Senate Confirmation of Elad L. Roisman Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce

Published date grouping:August 2018 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Brett Redfearn, Director, SEC Division of Trading and Markets

Published date grouping:August 2018 Date: Title: Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:August 2018 Date: Title: Statement on Investing in America for the Long Term Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Regarding Treasury's Report on Nonbank Financials, Fintech, and Innovation Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement Announcing SEC Staff Roundtable on the Proxy Process Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Dissent of Commissioner Hester M. Peirce to Release No. 34-83723; File No. SR-BatsBZX-2016-30 Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Proposed Amendments to the Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize A Registrant’s Securities (Rule 3-10 and Rule 3-16 of Regulation S-X) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. Final Rules Regarding Regulation ATS (Alternative Trading Systems) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on NMS Stock Alternative Trading Systems Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement on Amendment to Securities Act Rule 701(e) and Concept Release on Potential Revisions to Securities Act Rule 701 and Securities Act Form S-8 Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement on Adoption of Rules to Increase the Operational Transparency of Alternative Trading Systems (ATS) Speaker: Commissioner Kara M. Stein
Published date grouping:July 2018 Date: Title: Statement at Open Meeting on Rule 701 Amendment and Concept Release Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Statement at Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker:

Commissioner Hester M. Peirce

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Final Rules Regarding Smaller Reporting Companies Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Proposed Rules Regarding SEC Whistleblower Program Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:June 2018 Date: Title: Statement on Investment Company Liquidity Disclosure Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Proposed Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on the Proposed Rule 6c-11 under the Investment Company Act of 1940 Governing Exchange-Traded Funds Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Adoption of Amendments to Investment Company Liquidity Disclosure Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Final Rule of Inline XBRL Filing of Tagged Data Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Adopting Release Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inline XBRL Filing of Tagged Data Speaker:

Chairman Jay Clayton

Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Opening Statement at Open Meeting Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Commission’s Whistleblower Program Rules Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to Smaller Reporting Company Definition Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement of Commissioner Robert J. Jackson, Jr. on Proposed Rules Regarding Exchange Traded Funds (ETFs) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Amendments to Smaller Reporting Company Definition Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to the Commission’s Whistleblower Program Rules Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure (Final Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Exchange-Traded Funds (Proposed Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to Smaller Reporting Company Definition Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding Inline XBRL Filing of Tagged Data Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement on Retirement of Justice Kennedy Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Statement on Investment Company Disclosure Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Opening Remarks to the Elder Justice Coordinating Council Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Statement at Open Meeting on Amendments to the Volcker Rule Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Proposed Amendments to the Volcker Rule Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Statement on Investment Company Design, Delivery and Disclosures Rulemaking Package Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Optional Internet Availability of Investment Company Shareholder Reports Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2018 Date: Title: Statement on Investment Company Rule 30e-3, Enabling Optional Internet Availability of Shareholder Reports Speaker: Commissioner Michael S. Piwowar
Published date grouping:June 2018 Date: Title: Statement on Final Rule on the Optional Internet Availability of Investment Company Shareholder Reports, Request for Comment on the Investor Experience, and Request for Comment on Intermediary Fees Speaker: Commissioner Kara M. Stein
Published date grouping:May 2018 Date: Title: Statement on NASAA’s Announcement of Enforcement Sweep Targeting Fraudulent ICOs and Crypto-asset Investment Products Speaker: Chairman Jay Clayton
Published date grouping:May 2018 Date: Title: Statement on Commissioner Michael S. Piwowar Speaker: Chairman Jay Clayton
Published date grouping:May 2018 Date: Title: Statement of Commissioner Michael S. Piwowar Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Statement on Public Engagement Regarding Standards of Conduct for Investment Professionals Rulemaking Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Overview of the Standards of Conduct for Investment Professionals Rulemaking Package Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement on Proposals Relating to Regulation Best Interest, Form CRS, Restrictions on the Use of Certain Names or Titles, and Commission Interpretation Regarding the Standard of Conduct for Investment Advisers Speaker: Commissioner Kara M. Stein
Published date grouping:April 2018 Date: Title: Statement at Open Meeting on Form CRS, Proposed Regulation Best Interest and Notice of Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers (Proposed Rule) Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Proposed Rulemakings Relating to Investment Adviser / Broker Dealer (IABD) Standards of Conduct Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2018 Date: Title: Statement at the Open Meeting on Standards of Conduct for Investment Professionals Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Letter of Commissioners Piwowar and Peirce on Regulation A Offering Amount Limitation Speaker:

Commissioner Michael S. Piwowar
Commissioner Hester M. Peirce

Published date grouping:April 2018 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:April 2018 Date: Title: Statement on Passing of Enforcement Division Associate Director Scott W. Friestad Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce

Published date grouping:March 2018 Date: Title: Statement at Open Meeting on the Proposed Transaction Fee Pilot for NMS Stocks Speaker: Chairman Jay Clayton
Published date grouping:March 2018 Date: Title: Statement at Open Meeting on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker: Chairman Jay Clayton
Published date grouping:March 2018 Date: Title: Statement at Open Meeting on Investment Company Liquidity Disclosure Speaker: Commissioner Michael S. Piwowar
Published date grouping:March 2018 Date: Title: Statement on Proposed Rule to Conduct a Transaction Fee Pilot in NMS stocks Speaker: Commissioner Michael S. Piwowar
Published date grouping:March 2018 Date: Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2018 Date: Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2018 Date: Title: Statement on the Proposed Transaction Fee Pilot for NMS Stocks Speaker:

Commissioner Robert J. Jackson, Jr. 

Published date grouping:March 2018 Date: Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker:

Commissioner Robert J. Jackson, Jr.

Published date grouping:March 2018 Date: Title: Statement at Open Meeting on Transaction Fee Pilot Proposal Speaker: Commissioner Hester M. Peirce
Published date grouping:March 2018 Date: Title: Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Speaker:

Commissioner Hester M. Peirce

Published date grouping:March 2018 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:March 2018 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:March 2018 Date: Title: Statement on Potentially Unlawful Online Platforms for Trading Digital Assets Speaker:

Divisions of Enforcement and Trading and Markets

Published date grouping:February 2018 Date: Title: Statement on Cybersecurity Interpretive Guidance Speaker: Chairman Jay Clayton
Published date grouping:February 2018 Date: Title: Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2018 Date: Title: Statement on Commission Statement and Guidance on Public Company Cybersecurity Disclosures Speaker: Commissioner Kara M. Stein
Published date grouping:February 2018 Date: Title: Joint Statement: Thank You Jacob "Jake" Stillman Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar
Commissioner Robert J. Jackson, Jr.
Commissioner Hester M. Peirce

Published date grouping:January 2018 Date: Title: Statement by SEC Chairman Jay Clayton and CFTC Chairman J. Christopher Giancarlo: Regulators are Looking at Cryptocurrency Speaker:

SEC Chairman Jay Clayton

CFTC Chairman J. Christopher Giancarlo

Published date grouping:January 2018 Date: Title: Statement on Charges Against Former KPMG and PCAOB Personnel Speaker:

Chairman Jay Clayton

Published date grouping:January 2018 Date: Title: Joint Statement by SEC and CFTC Enforcement Directors Regarding Virtual Currency Enforcement Actions Speaker:

SEC Co-Enforcement Directors Stephanie Avakian and Steven Peikin and CFTC Enforcement Director James McDonald

Published date grouping:January 2018 Date: Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:January 2018 Date: Title: Remarks to the Fixed Income Market Structure Advisory Committee Speaker: Commissioner Kara M. Stein
Published date grouping:January 2018 Date: Title: Remarks at the Inaugural Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Commissioner Michael S. Piwowar
Published date grouping:January 2018 Date: Title: Statement on NASAA’s Message to Investors about ICOs Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:January 2018 Date: Title: Statement on PCAOB Board Member Changes Speaker:

Chairman Jay Clayton
Chief Accountant Wes Bricker

Published date grouping:December 2017 Date: Title: Statement on Senate Confirmation of Hester Peirce and Robert J. Jackson, Jr. Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:December 2017 Date: Title: Statement on the Tax Cuts and Jobs Act Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:December 2017 Date: Title: Jury Finds Technology Company Founder Liable for Misleading Investors About Energy-Efficient Computer Servers Speaker:

Stephanie Avakian, Co-Director, SEC Division of Enforcement
Steven Peikin, Co-Director, SEC Division of Enforcement

Published date grouping:December 2017 Date: Title: Statement on Appointment of New PCAOB Board Members Speaker: Chairman Jay Clayton
Published date grouping:December 2017 Date: Title: Statement on Cryptocurrencies and Initial Coin Offerings Speaker: Chairman Jay Clayton
Published date grouping:December 2017 Date: Title: Statement From Enforcement Division Co-Directors on Jury Verdict in Financial Fraud Case Speaker:

Stephanie Avakian, Co-Director, SEC Division of Enforcement
Steven Peikin, Co-Director, SEC Division of Enforcement

Published date grouping:December 2017 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2017 Date: Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:November 2017 Date: Title: 2017 Government–Business Forum on Small Business Capital Formation Opening Remarks Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2017 Date: Title: Remarks to the SEC Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2017 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Chairman Jay Clayton

Published date grouping:November 2017 Date: Title: Statement on Passing of Former SEC Commissioner Isaac Hunt Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:November 2017 Date: Title: SEC Statement Urging Caution Around Celebrity Backed ICOs Speaker:

SEC Division of Enforcement and
SEC Office of Compliance Inspections and Examinations

Published date grouping:October 2017 Date: Title: Statement on the Staff’s No-Action Relief Regarding MiFID II Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2017 Date: Title: Statement on SEC Approval of the PCAOB’s New Auditor’s Reporting Standard Speaker: Chairman Jay Clayton
Published date grouping:October 2017 Date: Title: Statement on PCAOB’s New Auditor’s Reporting Standard Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2017 Date: Title: Statement on Adoption of Auditor’s Reporting Model Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2017 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker:

Chairman Jay Clayton

Published date grouping:October 2017 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2017 Date: Title: Statement at Open Meeting: Proposal to Modernize and Simplify Disclosure Requirements Speaker:

Chairman Jay Clayton

Published date grouping:October 2017 Date: Title: Statement of Commissioner Piwowar at Open Meeting Regarding FAST Act Modernization and Simplification of Regulation S-K Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2017 Date: Title: Statement on Proposal of FAST Act Modernization and Simplification of Regulation S-K Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2017 Date: Title: Statement on Jury's Verdict in Trial of Howard Present Speaker:

Stephanie Avakian, Co-Director, Division of Enforcement

Steven Peikin, Co-Director, Division of Enforcement

Published date grouping:September 2017 Date: Title: Update on the Search and Selection Process for Public Company Accounting Oversight Board’s Next Members Speaker: Chairman Jay Clayton
Published date grouping:September 2017 Date: Title: Statement on Cybersecurity Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2017 Date: Title: Statement on Cybersecurity Speaker: Chairman Jay Clayton
Published date grouping:September 2017 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2017 Date: Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies Speaker: Chairman Jay Clayton
Published date grouping:September 2017 Date: Title: Commission Statement on Nationwide Search to Hire Agency’s First-Ever “Advocate for Small Business Capital Formation” Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:August 2017 Date: Title: James R. Doty, Chairman of the Public Company Accounting Oversight Board, Agrees To Remain in Place for Search and Transition Period for New Board Members Speaker: Chairman Jay Clayton
Published date grouping:August 2017 Date: Title: Commission Statement on Passing of Former SEC Chairman Harold M. Williams Speaker:

Chairman Jay Clayton
Commissioner Kara M. Stein
Commissioner Michael S. Piwowar

Published date grouping:July 2017 Date: Title: Remarks at the National Compliance Outreach Program for Broker-Dealers Speaker: Chairman Jay Clayton
Published date grouping:July 2017 Date: Title: Statement by the Divisions of Corporation Finance and Enforcement on the Report of Investigation on The DAO Speaker:

Divisions of Corporation Finance and Enforcement

Published date grouping:July 2017 Date: Title: Comment Letter in Response to the Department of Labor’s “Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions” Speaker:

Commissioner Michael S. Piwowar

Published date grouping:June 2017 Date: Title: Remarks at Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:June 2017 Date: Title: Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers Speaker: Chairman Jay Clayton
Published date grouping:May 2017 Date: Title: Statement on Leon Cooperman Settling Insider Trading Charges Speaker:

Stephanie Avakian, Acting Enforcement Division Director

Published date grouping:May 2017 Date: Title: Remarks at Meeting of the Advisory Committee on Small and Emerging Companies Speaker: Chairman Jay Clayton
Published date grouping:May 2017 Date: Title: Remarks Before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Kara Stein

Published date grouping:April 2017 Date: Title: Statement of Acting Chairman Piwowar on the Court of Appeals Decision on the Conflict Minerals Rule Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:April 2017 Date: Title: Updated Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule Speaker:

SEC Division of Corporation Finance

Published date grouping:April 2017 Date: Title: Opening Remarks at the April 2017 Meeting of the Equity Market Structure Advisory Committee Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:April 2017 Date: Title: Remarks at the Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Amendment to Shorten the Trade Settlement Cycle Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Remarks at Office of the Investor Advocate’s Evidence Summit Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Remarks to the SEC Investor Advisory Committee Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Remarks at the SEC’s Investor Advisory Committee Meeting Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2017 Date: Title: Opening Statement on Proposed Amendment to Rule 15c2-12 Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Opening Statement on Inline XBRL Filing of Tagged Data Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Opening Statement on Hyperlinks and HTML Adopting Release Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Opening Statement on Request for Comment on Possible Revisions to Statistical and Other Disclosures Affecting Registrants in the Financial Services Industry Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Proposed Amendments to Exchange Act Rule 15c2-12 Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Exhibit Hyperlinks and HTML Format Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Inline XBRL Filing of Tagged Data Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:March 2017 Date: Title: Statement at Open Meeting: Request for Comment on Possible Changes to Industry Guide 3 Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:February 2017 Date: Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Welcoming Remarks Speaker:

Acting Chairman Michael Piwowar

Published date grouping:February 2017 Date: Title: SEC-NYU Dialogue on Securities Market Regulation: U.S. Securities-Based Crowdfunding - Closing Remarks Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2017 Date: Title: Commission Statement Regarding Decision in Bartko v. SEC Speaker:

The Commission

Published date grouping:February 2017 Date: Title: Statement on Jury's Verdict in Trial of Christopher J. Hall Speaker:

Stephanie Avakian
Acting Director, Division of Enforcement

Published date grouping:February 2017 Date: Title: Remarks of SEC Acting Chairman Michael Piwowar at the Signing of the Memorandum of Understanding between the Commission and NASAA Speaker:

Acting Chairman Michael Piwowar

Published date grouping:February 2017 Date: Title: Opening Remarks of SEC Acting Chairman Michael Piwowar before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Acting Chairman Michael S. Piwowar 

Published date grouping:February 2017 Date: Title: Remarks of Commissioner Kara Stein before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Kara Stein

Published date grouping:February 2017 Date: Title: Reconsideration of Pay Ratio Rule Implementation Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:January 2017 Date: Title: Reconsideration of Conflict Minerals Rule Implementation Speaker:

Acting Chairman Michael S. Piwowar

Published date grouping:January 2017 Date: Title: A U.S. Imperative: High-Quality, Globally Accepted Accounting Standards Speaker:

Chair Mary Jo White

Published date grouping:December 2016 Date: Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 Speaker:

Chair Mary Jo White

Published date grouping:December 2016 Date: Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:December 2016 Date: Title: Statement at Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2017 Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2016 Date: Title: Statement on the Work of the Financial Stability Oversight Council’s Hedge Fund Working Group Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Michael S. Piwowar

Published date grouping:November 2016 Date: Title: Statement at Open Meeting: Order Approving the Consolidated Audit Trail National Market System Plan Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2016 Date: Title: Statement on Jury’s Verdict in Insider Trading Case Against Pharmaceutical Executive and Friend Speaker:

Andrew Ceresney
Director, Division of Enforcement

Published date grouping:November 2016 Date: Title: Opening Remarks at the Fintech Forum Speaker:

Chair Mary Jo White

Published date grouping:November 2016 Date: Title: Statement at Financial Technology Forum Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Remarks at the PCAOB Investor Advisory Group Meeting Speaker:

Chair Mary Jo White

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Universal Proxy System and Exemptions to Facilitate Intrastate and Regional Securities Offerings Speaker:

Chair Mary Jo White

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Universal Proxy System Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Exemptions to Facilitate Intrastate and Regional Securities Offerings Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Dissenting Statement at Open Meeting: Universal Proxy System Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Adoption of Updated Rules regarding Intrastate Offerings and Small Business Capital Formation Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Modernizing and Enhancing Investment Company and Investment Adviser Reporting Speaker:

Chair Mary Jo White

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Adoption of Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Adoption of Investment Company Reporting Modernization Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: Statement at Open Meeting: Investment Company Liquidity Risk Management Programs, Investment Company Swing Pricing, and Investment Company Reporting Modernization Releases Speaker:

Commissioner Michael S. Piwowar

Published date grouping:October 2016 Date: Title: Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Covered Clearing Agencies and Shortening the Settlement Cycle Speaker:

Chair Mary Jo White

Published date grouping:September 2016 Date: Title: Statement on the Proposed Rule Amendment to Shorten the Transaction Settlement Cycle Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Shortening the Settlement Cycle Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Adoption of Clearing Agency Standards and Proposal of Amendments to Clearing Agency Definitions Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement at Open Meeting: Adoption of Rule on Standards for Covered Clearing Agencies and Proposal on Amendments to Related Definitions Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2016 Date: Title: Statement Regarding Publication of List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Speaker:

Commissioner Michael S. Piwowar

Published date grouping:September 2016 Date: Title: Statement on Jury’s Verdict in Trial of the City of Miami and Michael Boudreaux Speaker:

Andrew Ceresney
Director, Division of Enforcement

Published date grouping:August 2016 Date: Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Opinion of Commissioner Piwowar, concurring in part and dissenting in part from the opinion of the Commission Speaker:

Commissioner Michael S. Piwowar

Published date grouping:August 2016 Date: Title: Opening Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Chair Mary Jo White

Published date grouping:August 2016 Date: Title: Remarks at the Equity Market Structure Advisory Committee Meeting Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Opening Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Statement at Meeting of the Investor Advisory Committee Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Regulation SBSR, the Disclosure of Order Handling Information, and Disclosure Update and Simplification Speaker:

Chair Mary Jo White

Published date grouping:July 2016 Date: Title: Statement at Open Meeting Regarding Amendments to Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure of Order Handling Information Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement at Open Meeting on Disclosure Update and Simplification Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement on Adoption of Rule on Reporting and Dissemination of Security-Based Swap Information Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement on Amendments to Disclosure of Order Handling Information Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement on the Disclosure Update and Simplification Proposing Release Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2016 Date: Title: Statement Regarding the Delay in Proposing to Shorten the Trade Settlement Cycle Speaker:

Commissioner Michael S. Piwowar

Published date grouping:July 2016 Date: Title: Statement on Passing of Former SEC Commissioner Irving M. Pollack Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: Statement from Chair Mary Jo White on U.S. Equity Markets Speaker:

Chair Mary Jo White

Published date grouping:June 2016 Date: Title: