Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

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Published date grouping:June 2015 Date: Title: Anti-Money Laundering: An Often-Overlooked Cornerstone of Effective Compliance Speaker:

Kevin W. Goodman, National Associate Director, Broker-Dealer Examination Program, Office of Compliance Inspections and Examinations