Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:October 2018 Date: Title: Improving Information for Investors in the Digital Age Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: The New American Dream: Retirement Security Speaker: Commissioner Kara M. Stein
Published date grouping:September 2018 Date: Title: From the Data Rush to the Data Wars: A Data Revolution in Financial Markets Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: "A Framework of Trust" Speaker: Commissioner Kara M. Stein
Published date grouping:February 2018 Date: Title: Remarks at SEC Speaks: Increasing Product Complexity: What’s at Stake? Speaker: Commissioner Kara M. Stein
Published date grouping:February 2018 Date: Title: “Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance” Remarks at Stanford University Speaker: Commissioner Kara M. Stein
Published date grouping:January 2018 Date: Title: SEC-NYU Dialogue on Securities Market Regulation Concluding Remarks Speaker: Commissioner Kara M. Stein
Published date grouping:December 2017 Date: Title: Address at Investment Company Institute’s 2017 Securities Law Developments Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2017 Date: Title: A Joint Path Forward: Address at Eurofi Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2017 Date: Title: SEC-NYU Dialogue on Exchange-Traded Products Speaker:

Commissioner Kara M. Stein

Published date grouping:July 2017 Date: Title: Lighting Our Capital Markets Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2017 Date: Title: Closing Remarks at North American Securities Administrators Association Section 19(d) Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2017 Date: Title: The Markets in 2017: What’s at Stake? Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2016 Date: Title: A Vision for Data at the SEC Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2016 Date: Title: Disclosure in the Digital Age: Time for a New Revolution Speaker:

Commissioner Kara M Stein

Published date grouping:February 2016 Date: Title: Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016 Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2015 Date: Title: Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2015 Date: Title: Market Structure in the 21st Century: Bringing Light to the Dark Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2015 Date: Title: Building Healthy Capital Markets: From the 2008 Financial Crisis to Digital Disruption and Beyond – Keynote Address to the Eurofi Financial Forum Speaker:

Commissioner Kara M. Stein

Published date grouping:September 2015 Date: Title: Accountants and Capital Markets in an Era of Digital Disruption: Remarks to the Institute of Chartered Accountants in England and Wales and BritishAmerican Business Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Mutual Funds - The Next 75 Years Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2015 Date: Title: Quality Data and the Power of Prevention: Remarks at Meet the Market, North America Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2015 Date: Title: Toward Healthy Companies and a Stronger Economy: Remarks to the U.S. Treasury Department’s Corporate Women in Finance Symposium Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2015 Date: Title: The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2015 Date: Title: International Cooperation in a New Data-Driven World Speaker:

Commissioner Kara M. Stein

Published date grouping:March 2015 Date: Title: Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation Speaker:

Commissioner Kara M. Stein

Published date grouping:December 2014 Date: Title: Remarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2014 Date: Title: Remarks at the 15th Annual "Live from the SEC" Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:October 2014 Date: Title: Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar Speaker:

Commissioner Kara M. Stein

Published date grouping:June 2014 Date: Title: Remarks Before the Peterson Institute of International Economics Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Remarks before FINRA's Division of Market Regulation Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Commissioner Kara M. Stein

Published date grouping:May 2014 Date: Title: Remarks to the Council of Institutional Investors Speaker:

Commissioner Kara M. Stein

Published date grouping:April 2014 Date: Title: Remarks before The North American Securities Administrators Association 2014 Public Policy Conference Speaker:

Commissioner Kara M. Stein

Published date grouping:February 2014 Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Published date grouping:February 2014 Date: Title: Remarks before Trader Forum 2014 Equity Trading Summit Speaker:

Commissioner Kara M. Stein

Published date grouping:November 2013 Date: Title: Remarks at the American Bar Association Business Law Section’s Federal Regulation of Securities Committee Fall Meeting Speaker:

Commissioner Kara M. Stein

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