Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, view the Speeches Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:September 2019 Date: Title: Remarks at Central Michigan University Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Remarks to the Economic Club of New York Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions Speaker: Sagar Teotia, Chief Accountant
Published date grouping:September 2019 Date: Title: Keynote Speech at Southeastern Securities Conference 2019 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:August 2019 Date: Title: Long Title. Big Mission. Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:August 2019 Date: Title: Cleveland, Kondo, and Capital: Remarks before the American Chamber of Commerce Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2019 Date: Title: Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2019 Date: Title: Policy Challenges and Research Opportunities in the Era of Big Data Speaker: S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis
Published date grouping:July 2019 Date: Title: Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect and Provide Choice for Main Street Investors Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Baby on Board: Remarks before the Society for Corporate Governance National Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Scarlet Letters: Remarks before the American Enterprise Institute Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Keynote Remarks at the Mid-Atlantic Regional Conference Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: 19th Amendment Lessons for 2019’s Advocates: Remarks to the National Association of Women Business Owners Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:June 2019 Date: Title: The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute Speaker:

Brett Redfearn, Director, Division of Trading and Markets[1]

Published date grouping:May 2019 Date: Title: A Quarter Century of Exchange-Traded Fun! Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Sunsets, Russets, and Rule Resets Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Alligators in Nirvana: Smart Regulation and the Future of Financial Services-Public Policy Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: How We Howey Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Reasonableness Pants Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Remarks at the SIFMA Operations Conference & Exhibition: Staying Vigilant to Protect Investors Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Published date grouping:May 2019 Date: Title: Remarks before the 2019 Baruch College Financial Reporting Conference: Aiming toward the future Speaker: Wesley Bricker, Chief Accountant
Published date grouping:April 2019 Date: Title: How We Protect Retail Investors Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Published date grouping:April 2019 Date: Title: Executive Pay Needs a Transparent Scorecard Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2019 Date: Title: Management’s Discussion and Analysis of the SEC: Remarks at the “SEC Speaks” Conference Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Remarks at SEC Speaks: Encouraging Smaller Entrants to Our Capital Markets Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019 Date: Title: SECret Garden: Remarks at SEC Speaks Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2019 Date: Title: Important Issues for Investors in 2019 Speaker: Rick Fleming, Investor Advocate
Published date grouping:April 2019 Date: Title: Bolstering Capital Formation: The Third Leg of the SEC's Mission Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:March 2019 Date: Title: Remarks – PLI Investment Management Institute 2019 Speaker: Paul Cellupica, Deputy Director and Chief Counsel, Division of Investment Management
Published date grouping:March 2019 Date: Title: A Start-Up Within the Government: Introducing the SEC’s Office of the Advocate for Small Business Capital Formation Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:March 2019 Date: Title: Keynote Remarks: ICI Mutual Funds and Investment Management Conference Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019 Date: Title: Keynote Address: ICI Mutual Funds and Investment Management Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:March 2019 Date: Title: Applying a Principles-Based Approach to Disclosing Complex, Uncertain and Evolving Risks Speaker: William Hinman, Director, Division of Corporation Finance
Published date grouping:March 2019 Date: Title: Equity Market Structure 2019: Looking Back & Moving Forward Speaker:

Chairman Jay Clayton

Brett Redfearn, Director, Division of Trading and Markets

Published date grouping:March 2019 Date: Title: Festivus, Fortnite, and Focus: Remarks before the Council of Institutional Investors Spring Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:February 2019 Date: Title: Introductory Remarks for Dr. Henry Louis Gates, Jr. at African American History Month Celebration Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: What’s Really in Your Index Fund? Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2019 Date: Title: Regulation: A View from Inside the Machine Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Tom W. Collens, Professional Accounting Fellow
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Emily L. Fitts, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sarah N. Esquivel, Associate Chief Accountant, Office of the Chief Accountant
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheri L. York, Professional Accounting Fellow
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Andrew W. Pidgeon, Professional Accounting Fellow, Office of the Chief Accountant
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Rahim M. Ismail, Professional Accounting Fellow
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin L. Vaughn, Senior Associate Chief Accountant
Published date grouping:December 2018 Date: Title: Statement in Connection with the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Wesley Bricker, Chief Accountant
Published date grouping:December 2018 Date: Title: SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: The Salutary Effects of International Cooperation on SEC Enforcement Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:November 2018 Date: Title: Regulatory Apparitions: Remarks at the Exchequer Club Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2018 Date: Title: Keynote Address: ALI CLE 2018 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:November 2018 Date: Title: Lasting Impressions: Remarks before the CV Summit—Crypto Valley Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2018 Date: Title: Pondering Financial Reporting: Remarks before the 2018 Leet Business Law Symposium Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Introductory Remarks for Veterans Day Commemoration Panel Discussion Speaker: Chairman Jay Clayton
Published date grouping:October 2018 Date: Title: Costumes, Candy, and Compliance: Remarks at the National Membership Conference of the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Lies and Statistics: Remarks at the 26th Annual Securities Litigation and Regulatory Enforcement Seminar Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Keynote Address - ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:October 2018 Date: Title: Improving Information for Investors in the Digital Age Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: The New American Dream: Retirement Security Speaker: Commissioner Kara M. Stein
Published date grouping:October 2018 Date: Title: Remarks at the IDC - 2018 Fund Directors Conference Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:October 2018 Date: Title: Pittsburgh Principles and Regulatory Realities: Remarks before the International Regulators Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Competition: The Forgotten Fourth Pillar of the SEC’s Mission Speaker:

Robert J. Jackson, Jr.*

Published date grouping:October 2018 Date: Title: Remarks at the Municipal Finance Leadership Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Published date grouping:October 2018 Date: Title: Insider Trading Laws Haven’t Kept Up With the Crooks Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2018 Date: Title: Why and Whither Title VII?: Remarks before the 2018 ISDA Annual North America Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:October 2018 Date: Title: Remedies and Relief in SEC Enforcement Actions Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:October 2018 Date: Title: Pickups and Put Downs: Remarks at the Financial Planning Association 2018 Major Firms Symposium Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: From the Data Rush to the Data Wars: A Data Revolution in Financial Markets Speaker: Commissioner Kara M. Stein
Published date grouping:September 2018 Date: Title: Introductory Remarks for U.S. Treasurer Jovita Carranza at the SEC Hispanic Heritage Month Celebration Speaker: Chairman Jay Clayton
Published date grouping:September 2018 Date: Title: Wolves and Wolverines: Remarks at the University of Michigan Law School Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance Speaker: Commissioner Hester M. Peirce
Published date grouping:September 2018 Date: Title: Measuring the Impact of the SEC’s Enforcement Program Speaker: Stephanie Avakian, Co-Director, Division of Enforcement
Published date grouping:September 2018 Date: Title: Unfair Exchange: The State of America's Stock Markets Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2018 Date: Title: Remarks before the AICPA National Conference on Banks & Saving Institutions Speaker:

Wesley Bricker, Chief Accountant

Published date grouping:September 2018 Date: Title: Motherhood and Humble Pie: Remarks before the Cato Institute’s FinTech Unbound Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2018 Date: Title: Remarks on Capital Formation at the Nashville 36|86 Entrepreneurship Festival Speaker: Chairman Jay Clayton
Published date grouping:July 2018 Date: Title: What’s in a Name? Regulation Best Interest v. Fiduciary Speaker: Commissioner Hester M. Peirce
Published date grouping:July 2018 Date: Title: Remarks on the Establishment of the Task Force on Market Integrity and Consumer Fraud Speaker: Chairman Jay Clayton
Published date grouping:June 2018 Date: Title: Remarks before the Institute of Management Accountant’s 2018 Annual Conference and Expo: “Advancing the Purpose and Promise of Those Involved in Financial Reporting” Speaker: Wesley Bricker, Chief Accountant
Published date grouping:June 2018 Date: Title: Observations on Culture at Financial Institutions and the SEC Speaker:

Chairman Jay Clayton

Published date grouping:June 2018 Date: Title: Digital Asset Transactions: When Howey Met Gary (Plastic) Speaker: William Hinman, Director, Division of Corporation Finance
Published date grouping:June 2018 Date: Title: Stock Buybacks and Corporate Cashouts Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2018 Date: Title: Progress Is Being Made: Continued Focus on Addressing Implementation Matters Speaker: Sagar Teotia, Deputy Chief Accountant
Published date grouping:June 2018 Date: Title: "A Framework of Trust" Speaker: Commissioner Kara M. Stein
Published date grouping:June 2018 Date: Title: Remarks to the Institute of Chartered Accountants in England and Wales: “The intersection of financial reporting and innovation" Speaker: Wesley Bricker, Chief Accountant
Published date grouping:May 2018 Date: Title: Remarks at the FINRA Annual Conference Speaker: Brett Redfearn, Director, Division of Trading and Markets
Published date grouping:May 2018 Date: Title: Keynote Address to the UJA Federation Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:May 2018 Date: Title: The Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2018 Date: Title: Keynote Address at the New York City Bar Association’s 7th Annual White Collar Crime Institute Speaker: Steven Peikin, Co-Director, Division of Enforcement
Published date grouping:May 2018 Date: Title: Tossing Fish and Catching Capital: Remarks at the 38th Annual Northwest Securities Institute CLE at the Washington State Bar Association Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2018 Date: Title: Remarks before the 2018 Baruch College Financial Reporting Conference: “Working Together to Advance Financial Reporting” Speaker: Wesley Bricker, Chief Accountant
Published date grouping:May 2018 Date: Title: The Role of Machine Readability in an AI World Speaker:

Scott W. Bauguess
Deputy Chief Economist and Deputy Director, Division of Economic and Risk Analysis

Published date grouping:May 2018 Date: Title: The Evolving Market for Retail Investment Services and Forward-Looking Regulation — Adding Clarity and Investor Protection while Ensuring Access and Choice Speaker:

Chairman Jay Clayton

Published date grouping:May 2018 Date: Title: Beaches and Bitcoin: Remarks before the Medici Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Remarks at the PLI Investment Management Institute 2018 Speaker: Dalia Blass, Director, Division of Investment Management
Published date grouping:April 2018 Date: Title: The Middle-Market IPO Tax Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2018 Date: Title: Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: Remarks before the SIFMA Equity Market Structure Conference Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Reflections of an Economist Commissioner Speaker: Commissioner Michael S. Piwowar
Published date grouping:April 2018 Date: Title: International Organizations: Learning from the Past to Build for the Future Speaker: Commissioner Hester M. Peirce
Published date grouping:April 2018 Date: Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation Speaker:

Brett Redfearn, Director, Division of Trading and Markets

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