Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Published date grouping
Date
Title
Speaker
Type
Published date grouping:December 2020 Date: Title: Staff Statement Regarding Nasdaq Rule Proposal Speaker: Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:October 2020 Date: Title: Joint Statement Regarding Complex Financial Products and Retail Investors Speaker:

Chairman Jay Clayton;

Dalia Blass, Director, Division of Investment Management;

William Hinman, Director, Division of Corporation Finance;

Brett Redfearn, Director, Division of Trading and Markets

 Type:Statement
Published date grouping:October 2020 Date: Title: Joint Statement Regarding New FAQs for Form CRS [1] Speaker: Chairman Jay Clayton
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:August 2020 Date: Title: Update on the Consolidated Audit Trail: Data Security and Implementation Progress Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on SEC Response to the Report of the President’s Working Group on Financial Markets Speaker:

Jay Clayton, Chairman
Dalia Blass, Director, Division of Investment Management
Raquel Fox, Director, Office of International Affairs
William Hinman, Director, Division of Corporation Finance
Brett Redfearn, Director, Division of Trading and Markets
Sagar Teotia, Chief Accountant
 

 Type:Statement
Published date grouping:June 2020 Date: Title: An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:June 2020 Date: Title: Modernizing U.S. Equity Market Structure Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Type:Speech
Published date grouping:June 2019 Date: Title: The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute Speaker:

Brett Redfearn, Director, Division of Trading and Markets[1]

 Type:Speech
Published date grouping:March 2019 Date: Title: Equity Market Structure 2019: Looking Back & Moving Forward Speaker:

Chairman Jay Clayton

Brett Redfearn, Director, Division of Trading and Markets

 Type:Speech
Published date grouping:November 2018 Date: Title: Statement on Enhancing Order Handling Disclosures Speaker: Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:October 2018 Date: Title: Opening Statement at the SEC Staff Roundtable on Market Data and Market Access Speaker: Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:August 2018 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Brett Redfearn, Director, SEC Division of Trading and Markets

 Type:Statement
Published date grouping:May 2018 Date: Title: Remarks at the FINRA Annual Conference Speaker: Brett Redfearn, Director, Division of Trading and Markets
Type:Speech
Published date grouping:April 2018 Date: Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation Speaker:

Brett Redfearn, Director, Division of Trading and Markets

 Type:Speech
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