Featured

2:35
SEC Announces Enforcement Results for Fiscal Year 2023

The SEC filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year.

YouTube
3:28
Modernizing the Rule Governing Quotations for Over-the-Counter Securities (Rule 15c2-11)
0:50
Without A Trace
0:48
The Too-Good-to-be-True Circus
0:50
Without a Trace
Run Time 3:52:21
SEC-NYU Dialogue on Securities Market Regulation Topic: Reviving the U.S. IPO Market May 10, 2017
3:34
Simplifying the M&A Accounting Rules (3-05)
2:48
Accelerated Filer Proposed Amendments (404(b))
3:41
Section 508 at the SEC: People, Empowered
0:30
Investor.gov: Good Questions