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SEC Videos

Featured

3:07
Office Hours with Gary Gensler: SEC's Best Execution Proposal
Jan. 24, 2023

The SEC's proposed Regulation Best Execution, which would establish through Commission rules a best execution regulatory framework for brokers, dealers, government securities brokers, government securities dealers, and municipal securities dealers. Our latst Office Hours explains more. 

YouTube
0:30
Accelerated Filer Amendments (404(b))
April 27, 2020
3:21
Capital Formation Proposal
March 19, 2020
3:06
A Tactical Approach: Three Tips for Your Financial Future
Jan. 31, 2020
The State of Our Securities Markets: Current Global Macroeconomic Trends Affects Our Capital Markets
Jan. 10, 2020
2:51
Proposed Amendments to the Accredited Investor Definition
Dec. 20, 2019
3:28
Modernizing the Rule Governing Quotations for Over-the-Counter Securities (Rule 15c2-11)
Nov. 22, 2019
0:50
Without A Trace
Oct. 17, 2019
0:48
The Too-Good-to-be-True Circus
Oct. 9, 2019
0:50
Without a Trace
Oct. 9, 2019

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