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Office Hours with Gary Gensler: SEC's Best Execution Proposal

The SEC's proposed Regulation Best Execution, which would establish through Commission rules a best execution regulatory framework for brokers, dealers, government securities brokers, government securities dealers, and municipal securities dealers. Our latst Office Hours explains more. 

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0:30
Accelerated Filer Amendments (404(b))
3:21
Capital Formation Proposal
3:06
A Tactical Approach: Three Tips for Your Financial Future
The State of Our Securities Markets: Current Global Macroeconomic Trends Affects Our Capital Markets
2:51
Proposed Amendments to the Accredited Investor Definition
3:28
Modernizing the Rule Governing Quotations for Over-the-Counter Securities (Rule 15c2-11)
0:50
Without A Trace
0:48
The Too-Good-to-be-True Circus
0:50
Without a Trace