FOR IMMEDIATE RELEASE 2001- 127 SEC Releases Full Agenda and Panelists for Third Annual Municipal Market Roundtable "Secondary Market Disclosure for the 21st Century" Washington, DC, November 1, 2001 - The Securities and Exchange Commission today released the full agenda and names of panelists for the Third Annual Municipal Market Roundtable that its Office of Municipal Securities will host on Wednesday, November 14, 2001 beginning at 9:00 a.m. The Roundtable will take place at the Association of the Bar of the City of New York, 42 West 44th Street, New York, New York, 10036. The event is open to the public and free of charge. Seating will be on a first come, first served basis. For additional information, please call the Office of Municipal Securities at (202) 942-7300. The Roundtable will provide a forum for a wide variety of municipal market participants to present their observations and opinions on the status of the secondary market disclosure system under Rule 15c2-12 and discuss possible changes to the current system. AGENDA 8:30 - 9:00 a.m. ARRIVAL 9:00 - 9:10 a.m. OPENING REMARKS: Stephen J. Weinstein, Esq. Attorney-Fellow SEC Office of Municipal Securities 9:10 - 10:10 a.m. PANEL I -- NRMSIRs AND SIDs: Repository representatives identify problems which they experience with the current system and suggest possible solutions. Moderator: Margaret "Peg" Henry, Esq. Attorney-Fellow SEC Office of Municipal Securities Panelists: Peter Schmitt President DPC Data Inc. Arthur Brasch Director of Municipal Products FT Interactive Data Maryrose Carosia Director of Information Services Standard & Poors/J.J. Kenny Repository Doug Kemp, Esq. Attorney Bloomberg Municipal Repository Dan Black Executive Director Municipal Advisory Counsel 10:10 - 11:10 p.m. PANEL II -- CONTINUING DISCLOSURE UNDER RULE 15c2-12: A discussion of the benefits and drawbacks to the current continuing disclosure system. Moderator: Mary N. Simpkins, Esq. Senior Special Counsel SEC Office of Municipal Securities Panelists: Alan Polsky First Vice President & Director of Research Dougherty & Company LLC Leslie Richards-Yellen, Esq. Principal The Vanguard Group Walter K. Knorr Chief Financial Officer City of Chicago Charles Brass Executive Vice President New York City Housing Development Corporation Relmond P. VanDaniker Executive Director National Association of State Auditors, Comptrollers & Treasurers Frank Chin Managing Director Salomon Smith Barney Diane McNabb Managing Director A.G. Edwards & Sons, Inc. Patrick K. Arey, Esq. Abramoff, Neuberger & Linder LLP 11:10 - 11:30 a.m. BREAK 11:30 a.m. - 12:50 p.m. PANEL III -- BRAINSTORMING IMPROVEMENTS IN SECONDARY MARKET DISCLOSURE Moderator: Martha Mahan Haines, Esq. Chief, SEC Office of Municipal Securities Panelists: Terry Atkinson Managing Director, Municipal Securities Group UBS Paine Webber Robert A. Estrada, Esq. Chairman and Chief Executive Officer Estrada Hinojosa & Company, Inc. Jeffrey Pohl, Esq. General Counsel New York Dormitory Authority Frank Hoadley Capital Finance Director State of Wisconsin Paul M. Maco, Esq. Vinson & Elkins M. Jane Dickey, Esq. Rose Law Firm Roger L. Davis, Esq. Orrick, Herrington & Sutcliffe, LLP 12:50 - 1:00 p.m. CLOSING REMARKS Martha Mahan Haines, Esq. Chief, SEC Office of Municipal Securities # # #